Latest Compliance Monitoring jobs in Newport Beach, CA

24 Compliance Monitoring Jobs in Newport Beach, CA

Code of Ethics Compliance Analyst Ultimate Staffing - Newport Beach, CA, United States previous experience in Code of Ethics Compliance, with a focus on monitoring personal trading and the system development life cycle Technical proficiency in Microsoft Excel, including Excel formulas (e.g 28 days ago
Code of Ethics Compliance Consultant INSPYR Solutions - Newport Beach, California Preferably previous Code of Ethics Compliance professional, with experience monitoring personal trading and with the system development life cycle. Technical aptitude with Microsoft Excel, including Excel 10 days ago
Analyst, Trade Compliance (Newport Beach) PIMCO - Newport Beach, United States monitoring transactions in a compliance system is ideal Exposure to querying, particularly with SQL and Business Objects Experience with Bloomberg CFA designation or active status in the CFA program is a plus Competitive 23 days ago
Application Support Specialist Royal Business Bank - Buena Park, CA, United States related to application administration, database management, and system monitoring tools. Understanding of internal controls, compliance, and risk management. Strong problem-solving and analytical skills 23 days ago
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Commercial Auto Lending Senior BA ApTask - Irvine, California creditworthiness of borrowers. Conduct thorough financial analysis, including cash flow analysis, collateral evaluation, and risk assessment. Negotiate terms and conditions of loan agreements, ensuring compliance 3 days ago
Commercial Lending Senior BA Diverse Lynx - Irvine, California assessment. -Negotiate terms and conditions of loan agreements, ensuring compliance with internal policies and regulatory requirements. -Manage and maintain a portfolio of commercial loans, monitoring 10 days ago
PRIVACY PROGRAM MANAGER - CORPORATE COMPLIANCE Hoag Memorial Hospital Presbyterian - Costa Mesa, CA, US Manager Privacy performs a wide range of tasks to support the privacy activity and compliance for Hoag enterprise wide. Serves as a privacy expert. Assists in developing, operationalizing, and monitoring More than 30 days ago
Sr Business Analyst Diverse Lynx - Irvine, California terms and conditions of loan agreements, ensuring compliance with internal policies and regulatory requirements. Manage and maintain a portfolio of commercial loans, monitoring repayment schedules 10 days ago
Senior Business Analyst Diverse Lynx - Irvine, California terms and conditions of loan agreements, ensuring compliance with internal policies and regulatory requirements. Manage and maintain a portfolio of commercial loans, monitoring repayment schedules 10 days ago
Management Analyst 18747 Clarkdale Avenue, Artesia as designed. E Performs the full range of duties involved in researching, negotiating, and monitoring assigned contracts and agreements; ensures work is performed in compliance with contracts and agreements $81,039.64 - $103,429.40 Annually 9 days ago

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