Latest Compliance Monitoring jobs in Santa Monica, CA

30 Compliance Monitoring Jobs in Santa Monica, CA

Controller~ Fintech experience~ hybrid CV Resources - El Segundo, CA, United States financial statements, payroll, budgets, tax compliance issues Establish (in coordination with CFO) financial and operating benchmarks, budgets, program monitoring, and reporting standards on biweekly, monthly 11 days ago
Loan Portfolio Specialist Royal Business Bank - Los Angeles, CA, United States portfolio by collecting, analyzing financial and prepare annual loan review to evaluate and ensure the credit maintains its financial covenant. Ongoing monitoring or credit/Covenant Compliance. Manage 9 days ago
Insurance Compliance Manager Cygnus Talent - Los Angeles, CA, US compliance functions include new laws monitoring and execution, market conduct exam coordination, regulatory inquiries, compliance audit function, and regulatory research. Provide oversight of business Yesterday
Mortgage Loan Processor II Hanmi Bank - Los Angeles, CA, United States with current banking regulations and policies. Ensures compliance with established Bank policies and procedures. Demonstrates knowledge of, adherence to, monitoring and responsibility for compliance with state 11 days ago
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Compliance Assistant GBC International Bank - Monterey Park, CA, United States as needed. Perform compliance and procedural training to bank personnel as necessary. Assist with the monitoring resolution of consumer complaints. Assist with the developing and maintaining current 12 days ago
Director, Sanctions Compliance Circle - Los Angeles, United States current on key Sanctions regulatory changes, key enforcement actions and related industry trends. Assisting regional Heads of Compliance in ensuring that all regulatory processes are scalable and remain Competitive 2 days ago
Claims Supervisor Intercare Holdings Insurance Services - Glendale, CA, United States and counseling, monitoring work performance to assure compliance with company standards and Labor Code rules and regulations, conducting performance evaluations, and instituting corrective action when appropriate 15 days ago
Strategist, Partnership Corporate Development American Honda Motor Co. - Torrance, California and aligned with the business strategy. Oversee the creation, execution, and management of partnership contracts, including monitoring compliance and performance. Provide regular reports and updates to senior 2 days ago
Director - Compliance Maximus - Los Angeles, CA and implement compliance monitoring of servicing procedures, information systems, and internal controls to identify and prevent compliance weaknesses. - Collaborate with executive and operational management 140000 USD 3 days ago
Manager IT & Ops Risk Advisory City National Bank - Los Angeles, California , incident response etc. Combined experience in IT external audit, IT internal audit and technology risk and/or IT General control assessment for compliance with Sarbanes Oxley (SOX) Experience in designing 8 days ago

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