12 Legal Adviser Jobs in New York
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Vice President, ETF Advisor Compliance BNY Mellon - New York, NY, United States develop and implement procedures to meet existing and upcoming requirements. Maintains strong working relationships with peer compliance teams, senior management, Legal and Risk Conducts fund and adviser 6 days ago
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Legal & Compliance Associate Reputable Staffing, Inc. - New York, NY, United States trade review compliance program Support overall functions of the Legal & Compliance Depart for the firm's investment adviser & broker-dealer. Qualifications: 2-3 years of experience working 22 days ago
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Legal, Asset Management Attorney, Vice President - New York/Dallas Goldman Sachs - New York, United States of, and formulation of strategic responses to, shifting legal and regulatory frameworks. Preferred Experience and Qualifications: 4+ years related legal experience in a well-regarded law firm or an in-house role Competitive 2 days ago
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Investment Banking - Financial Institutions Group, Insurance - Analyst JPMorgan Chase Bank, N.A. - New York, NY . Job Responsibilities * Execute transactions: support due diligence, document preparation, negotiation etc and liaising with relevant counterpart at the client/other advisers (accounting, legal, etc) * Working with J.P 6 days ago
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Associate Attorney Intercontinental Exchange Holdings, Inc. - New York County, New York with applicable regulations (with an emphasis on the Investment Advisers Act). Assist in the preparation and review of external requests for information (DDQs RFIs and RFPs). Perform legal review of marketing 15 days ago
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Financial Services Compliance & Regulatory Attorney Direct Counsel, LLC - New York County, New York , addressing concerns related to the Investment Advisers Act of 1940 and the Investment Company Act of 1940. Conduct statutory and regulatory analysis, and apply legal expertise to guide decision-making. Draft 16 days ago
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Compliance Specialist Marsh McLennan - New York, NY, US program. Support internal andexternal audits. Stay abreast of regulatory and legal developments and best practices governing investment advisers, investment companies and trust companies. What you need 24 days ago
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General Counsel Jobs JDHuntr 56696 Counsel, Corporate Secretary, New York, NY In House Jobs | JDHuntr - New York, NY officers on the interplay with local legal and regulatory requirements for regulated or non-related subsidiaries. *Act as legal adviser to the subsidiaries' directors and audit committee members. *Provide More than 30 days ago
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Manager, Project and Asset Management (Base in Beijing) Asian Infrastructure Investment Bank - New York, United States portfolio management teams, i.e., Loan/Guarantee Portfolio Team, Fund Team, Capital Market Team, and FI Portfolio Team (currently about 20 staff in total). Manage regular HR activities, including review Competitive 25 days ago
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General Counsel Jobs JDHuntr 60575 Associate Counsel, Corporate $150K - $175K, New York, NY In House Jobs | JDHuntr - New York, NY , business development, investor relations and operations) and outside counsel and other advisers on significant legal matters. $150,000 - $175,000 "A company or JDHuntr may amend or withdraw jobs and reserves More than 30 days ago
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