13 Legal Adviser Jobs in New York, NY
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Legal & Compliance Associate Reputable Staffing, Inc. - New York, NY, United States trade review compliance program Support overall functions of the Legal & Compliance Depart for the firm's investment adviser & broker-dealer. Qualifications: 2-3 years of experience working 8 days ago
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Compliance Analyst Atlantic Group - New York, NY, United States marketing materials Liaising with various groups within the firm and applicable external service providers Assist with monitoring regulatory developments and providing ad hoc compliance and legal operations 28 days ago
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Compliance Specialist Marsh McLennan - New York, NY, US program. Support internal andexternal audits. Stay abreast of regulatory and legal developments and best practices governing investment advisers, investment companies and trust companies. What you need 10 days ago
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Investment Banking - Healthcare - Analyst JPMorgan Chase Bank, N.A. - New York, NY . Job Responsibilities * Execute transactions: support due diligence, document preparation, negotiation etc and liaising with relevant counterpart at the client/other advisers (accounting, legal, etc) * Working with J.P 7 days ago
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Manager, Project and Asset Management (Base in Beijing) Asian Infrastructure Investment Bank - New York, United States portfolio management teams, i.e., Loan/Guarantee Portfolio Team, Fund Team, Capital Market Team, and FI Portfolio Team (currently about 20 staff in total). Manage regular HR activities, including review Competitive 11 days ago
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General Counsel Jobs JDHuntr 60575 Associate Counsel, Corporate $150K - $175K, New York, NY In House Jobs | JDHuntr - New York, NY , business development, investor relations and operations) and outside counsel and other advisers on significant legal matters. $150,000 - $175,000 "A company or JDHuntr may amend or withdraw jobs and reserves 21 days ago
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General Counsel Jobs JDHuntr 56696 Counsel, Corporate Secretary, New York, NY In House Jobs | JDHuntr - New York, NY officers on the interplay with local legal and regulatory requirements for regulated or non-related subsidiaries. *Act as legal adviser to the subsidiaries' directors and audit committee members. *Provide 28 days ago
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Financial Services Compliance & Regulatory Attorney Direct Counsel, LLC - New York, NY , addressing concerns related to the Investment Advisers Act of 1940 and the Investment Company Act of 1940. Conduct statutory and regulatory analysis, and apply legal expertise to guide decision-making. Draft 260,000 - 330,000 More than 30 days ago
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In House Counsel Jobs New York | JDHuntr 40093 Associate General Counsel, New York, NY In House Jobs | JDHuntr - New York City, NY the legal and compliance department of our growing investment management firm. assisting with, and assuming responsibility for, various matters ranging from investment adviser compliance, reviewing 26 days ago
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In House Counsel Jobs New York | JDHuntr 63445 Legal Counsel, Funds $200K - $220K (Hybrid), New York, NY In House Jobs | JDHuntr - New York, NY adopted by the SEC. *Advising on the development of new funds and other investment products and initiatives. *Handling legal and regulatory matters relating to the firm's registration and activities More than 30 days ago
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