6 Compliance Officer Qualifications Jobs in New York, NY
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Swap Dealer Compliance Associate Phaxis - New York, NY, United States the preparation of the Annual Chief Compliance Officer (CCO) Report for the SEF, along with other mandated reports. Interface with technology support and risk management to ensure compliance with Firm policies 4 days ago
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Compliance, Federation Compliance, Associate, New York Goldman Sachs - New York, United States and other Federation teams Coordinate with the broader Federation Compliance team on specific initiatives and projects QUALIFICATIONS AND SKILLS: A strong candidate for Federation Compliance will satisfy Competitive 4 days ago
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Portfolio Banker, Multinational Corporations, Middle Market Banking, Vice President JPMorgan Chase Bank, N.A. - New York, NY and delivering the products and services of the firm to clients. * Oversee, escalate and resolve issues, including any AML-identified compliance issues, as well as any reputational or negative media issues 6 days ago
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Compliance, Federation Compliance - Regulatory Transaction Reporting, Vice President Goldman Sachs - New York, United States Provide support and guidance to Operations functions in managing information barriers Coordinate with the broader Federation Compliance team on initiatives and projects QUALIFICATIONS AND SKILLS A strong Competitive 18 days ago
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Compliance Manager Mpower Direct - Brooklyn, New York and solve problems. Process escalated compliance complaints when needed. Qualifications: Bachelor’s Degree in Business Administration, Business Law, or a related field 5+ years as a Compliance Officer/Manager 15 days ago
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Mortgage Loan Officer - NMLS Required MTM LLC - Jersey City, US : Adhere to all federal, state, and company regulations governing mortgage lending practices and ensure adherence to compliance standards. Qualifications: Bachelor's degree in Finance, Business More than 30 days ago
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