4 Compliance Officer Qualifications Jobs in Brooklyn, NY
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Swap Dealer Compliance Associate Phaxis - New York, NY, United States the preparation of the Annual Chief Compliance Officer (CCO) Report for the SEF, along with other mandated reports. Interface with technology support and risk management to ensure compliance with Firm policies 21 days ago
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Domestic Violence Bureau: File Clerk City of New York - New York City, New York desk reception on morning and afternoon breaks Intake of complaints from civilian witness and Police Officers. Assist in obtaining outstanding documentation from NYPD for discovery compliance Log 2 days ago
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Compliance, Federation Compliance, Associate, New York Goldman Sachs - New York, United States and other Federation teams Coordinate with the broader Federation Compliance team on specific initiatives and projects QUALIFICATIONS AND SKILLS: A strong candidate for Federation Compliance will satisfy Competitive 21 days ago
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Loan Closer/Underwriter Certified Mobile Notary Service - New York City, NY as exceptions occur. Work to determine concerns to complete the loan. Review documents to confirm that the conditions are met. Maintain regulatory compliance. Ensure supported qualifications and conditions 26 days ago
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