Latest Compliance Advisor jobs in Mount Vernon, NY

96 Compliance Advisor Jobs in Mount Vernon, NY

Senior Wealth Manager, Mount Vernon, NY Savvy Wealth - Mount Vernon, NY, United States software that streamlines CRM, operations, compliance, client service, marketing, and lead generation, allowing advisors to scale efficiently while delivering a superior client experience. As a Senior Wealth More than 30 days ago
Senior Wealth Advisor, Mount Vernon, NY Savvy Wealth - Mount Vernon, NY, United States software that streamlines CRM, operations, compliance, client service, marketing, and lead generation, allowing advisors to scale efficiently while delivering a superior client experience. As a Senior Wealth More than 30 days ago
Vice President, ETF Advisor Compliance BNY Mellon - New York, NY, United States for the role of VP, ETF ADVISOR COMPLIANCE to join our Investment Management Compliance team. This role is located in New York City, NY - HYBRID. In this role, you’ll make an impact in the following ways Yesterday
Financial Services Consultant Equitable Advisors - Secaucus, NJ, United States powered by one of the world’s largest broker/dealers LPL* o Our elite benefits and wealth-building programs o Our competitive payouts o Our operation and compliance infrastructure support *LPL Financial Yesterday
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Manager - KYC Compliance Advisor Capital One - New York, United States Center 2 (19050), United States of America, McLean, Virginia Manager - KYC Compliance Advisor Job Description: The Know Your Customer (KYC) Compliance Manager, performs a key risk management role Competitive 4 days ago
Financial Advisor Equitable Advisors - Secaucus, NJ, United States powered by one of the world’s largest broker/dealers LPL* o Our elite benefits and wealth-building programs o Our competitive payouts o Our operation and compliance infrastructure support *LPL Financial 2 days ago
Director- Equity Capital Markets Compliance Advisor BNP Paribas - New York, NY, United States Identify regulatory trends and developments, advising business staff as to how this may affect their current activities and work with... 19 days ago
VP of Finance ConsultNet - Brooklyn, New York of professionalism, accuracy, and efficiency. Manage relationships with external auditors, tax advisors, and banking institutions. Ensure compliance with all relevant financial regulations and Generally Accepted 2 days ago
Associate Financial Advisor Ameriprise Financial Services, LLC - , NY, United States products and services Success at planning/managing resources and high level of interpersonal skills Ability to adhere to rules and regulations as required by advisor and Ameriprise Financial Ability 5 days ago
Partnership Tax, Senior Analyst (100% Remote) Ascension Search Partners - New York, NY, United States . Responsibilities Assist in the tax return compliance process by coordinating with external advisors to ensure timely filing of income tax returns and tax payments in all jurisdictions. Review multistate partnership 6 days ago

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