21 Compliance Officer Jobs in Miami Beach, FL
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Compliance Officer Insight Global - Miami, FL, United States PLUSSES: FINRA Series 7 & 24 Day to day: The Deputy Chief Compliance Officer supports the Chief Compliance & Risk Officer in the development and implementation of the Firm’s compliance program 16 days ago
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Senior Compliance Officer - Broker Dealer Leeds Professional Resources - Miami, FL, United States Exciting opportunity for a Senior Compliance Officer to join a strong broker-dealer headquartered here in Miami. Amazing opportunities for career growth! Hybrid work schedule. Responsibilities: Risk 23 days ago
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Compliance Officer (Medical) Talentry - Miami, United States Compliance Officer Onsite Work in Miami, FL 180-220k total comp. Relo available. Talentry is looking for a Compliance Officer to ensure our HIPAA, accreditation (URAC, VIPPS, ACHC, etc 13 days ago
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Chief Compliance Officer- Broker Dealer Leeds Professional Resources - Miami, FL, United States Qualifications Proven 7 years experience as a Compliance Officer or Compliance Manager Series 65 or 66 FINRA 7 and 24 is a must Familiarity with industry practices and professional standards BSc/BA in law, finance 23 days ago
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Deputy Chief Compliance Officer – Insigneo Advisory Services Insigneo - Miami, FL, United States The Deputy Chief Compliance Officer for Insigneo Advisory Services supports the Chief Compliance & Risk Officer in the development and implementation of the Firm’s compliance program and plan 27 days ago
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ASSOC, COMPLIANCE Bayview Asset Management - Miami, Florida -related assets. The Compliance Analyst supports the Chief Compliance Officer in the administration of the firm’s investment adviser compliance program. The position requires individuals to demonstrate 5 days ago
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Fiduciary Risk Officer Ascendo Resources - Miami, FL, United States . Serve as a dedicated Non-Registered Fingerprinted (NRF) Representative, supporting the Chief Compliance Officer in compliance tasks for Sabadell Securities. Ascendo is an Equal Opportunity Employer Yesterday
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Human Resources Director (SHIPBOARD POSITION) Celebrity Cruises - Miami, FL, United States , the Human Resources Director serves as the Compliance and Ethics Officer and, in that role, shall report directly to the Captain. He/she shall also maintain a close reporting relationship with the Captain 11 days ago
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Compliance Officer Mbanq - Miami, Florida , FedWire, RTP, SWIFT), card issuing and acquiring capabilities, compliance services, and white-labeled web & mobile apps. About the Role: The role of the Compliance Officer is to manage Mbanq’s compliance 26 days ago
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Fiduciary Risk Officer Banco Sabadell, Miami Branch - Miami, FL, United States Securities Chief Compliance Officer in compliance tasks Requirements Bachelor’s Degree or 5 years related experience and/or training in a similar field; or equivalent combination of education and experience 23 days ago
Top locations
- Miami, FL (33)
- Plantation, FL (8)
- Fort Lauderdale, FL (4)
- Boca Raton, FL (4)
- Hollywood, FL (2)
- Miramar, FL (2)
- Pompano Beach, FL (2)
- Coral Gables, FL (2)
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