6 Senior Compliance Officer Jobs in Los Angeles County
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Senior Compliance Officer Allspring Global Investments - Charlotte, NC / Los Angeles, CA / San Francisco, CA / 2 more... . model delivery, discretionary trading, etc.). Reporting into the Chief Compliance Officer of Allspring Funds Management, LLC, the Senior Compliance Analyst will primarily support the Compliance program 11 days ago
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In House Counsel Jobs | JDHuntr 39003 Senior Compliance Officer, Burbank, CA In House Jobs | JDHuntr - Burbank, CA In House Counsel Jobs | JDHuntr 39003 Senior Compliance Officer, Burbank, CA To apply go to JDHuntr.com be an instrumental part of the Compliance Teams coordination of the overall compliance More than 30 days ago
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National Risk Officer Morgan Stanley - Los Angeles, United States of supervisory, compliance and risk functions. In conjunction with the Senior Risk Officer (SRO) and the Associate/Regional Risk Officer (ARRO/RRO), the National Risk Officer has accountability for maintaining between 100000 and 180000 per year 22 days ago
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In House Counsel Jobs New York | JDHuntr 54912 Senior Counsel Privacy & Data Protection Officer (Remote Anywhere USA) In House Jobs | JDHuntr - Los Angeles, CA In House Counsel Jobs New York | JDHuntr 54912 Senior Counsel Privacy & Data Protection Officer (Remote Anywhere USA) To apply go to JDHuntr.com *To act as our Data Protection Officer and ensure More than 30 days ago
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Senior BSA Analyst (Los Angeles, California) ACG Resources - Los Angeles, CA, US and experience. Officer – Senior BSA Analyst Requirements: Possess B.A. in finance, accounting, business administration, or related field Minimum of 5 years of experience in a Compliance role within the financial $62000 - $79000 More than 30 days ago
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VP of Portfolio Risk, Growing RIA! Goodwin Recruiting - Los Angeles, California, US ($20B AUM and rising). Reporting directly to the Chief Legal and Compliance Officer, you will spearhead our firm’s risk management efforts while maintaining close collaboration with, yet independence More than 30 days ago
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