Latest Compliance Advisor jobs in Long Beach, NY

79 Compliance Advisor Jobs in Long Beach, NY

Senior Wealth Advisor, Long Beach, NY Savvy Wealth - Long Beach, NY, United States software that streamlines CRM, operations, compliance, client service, marketing, and lead generation, allowing advisors to scale efficiently while delivering a superior client experience. As a Senior Wealth More than 30 days ago
Senior Wealth Manager, Long Beach, NY Savvy Wealth - Long Beach, NY, United States software that streamlines CRM, operations, compliance, client service, marketing, and lead generation, allowing advisors to scale efficiently while delivering a superior client experience. As a Senior Wealth More than 30 days ago
Manager - KYC Compliance Advisor Capital One - New York, United States Center 2 (19050), United States of America, McLean, VirginiaManager - KYC Compliance Advisor Job Description: The Know Your Customer (KYC) Compliance Manager, performs a key risk management role 3 days ago
Director- Equity Capital Markets Compliance Advisor BNP Paribas - New York, NY, United States We are conducting a search for an experienced Compliance Officer to cover the Equity Capital Markets (“ECM”) business for BNP Paribas... 18 days ago
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Associate Financial Advisor Ameriprise Financial Services, LLC - , NY, United States products and services Success at planning/managing resources and high level of interpersonal skills Ability to adhere to rules and regulations as required by advisor and Ameriprise Financial Ability 4 days ago
Vice President, ETF Advisor Compliance BNY Mellon - New York, United States for the role of VP, ETF ADVISOR COMPLIANCE to join our Investment Management Compliance team. This role is located in New York City, NY - HYBRID. In this role, you’ll make an impact in the following ways Competitive 3 days ago
Financial Advisor Equitable Advisors - Secaucus, NJ, United States powered by one of the world’s largest broker/dealers LPL* o Our elite benefits and wealth-building programs o Our competitive payouts o Our operation and compliance infrastructure support *LPL Financial 2 days ago
Partnership Tax, Senior Analyst (100% Remote) Ascension Search Partners - New York, NY, United States . Responsibilities Assist in the tax return compliance process by coordinating with external advisors to ensure timely filing of income tax returns and tax payments in all jurisdictions. Review multistate partnership 5 days ago
SVP, Finance Sub-function Lead Financial Officer (LFO) - GLAC Citi - New York, United States Lead Financial Officers (LFO) are Finance partners and strategic advisors to the functions and businesses they support. This Global Legal Affairs and Compliance (GLAC) sub-function LFO role $163,600.00 - $245,400.00 2 days ago
Financial Services Professional Equitable Advisors - Secaucus, NJ, United States powered by one of the world’s largest broker/dealers LPL* o Our elite benefits and wealth-building programs o Our competitive payouts o Our operation and compliance infrastructure support *LPL Financial 27 days ago

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