Latest Compliance Officer jobs in Jersey City, NJ (page 2)

142 Compliance Officer Jobs in Jersey City, NJ - page 2

Chief Compliance Officer QBE Insurance - New York, United States and engaging with key stakeholders such as risk, internal audit, procurement, HR and legal • Oversee QBE NA's Sanctions program, inclusive of environment scanning, training and screening for sanctioned entities $217,000 - $325,000 6 days ago
Compliance Officer (Trading Firm) , NY, United States Leading Trading Firm is looking to hire a Compliance Officer in New York City. This key hire will play a strategic role in running the day-to-day compliance program as the firm continues to build 5 days ago
Senior Compliance Officer Global Investment Bank and Broker Dealer - , NY, United States Seeking 2-5 years of compliance experience at a highly regulated investment bank or broker dealer Reviewing personal trading activities... 6 days ago
Trade Compliance Officer Hold Brothers - New York, NY Hold Brothers Capital, LLC, a leading self-clearing broker-dealer is looking for a Compliance Associate/Officer to join the team. He/she will help with the delivery of expert advice to broker dealers 110,000 - 150,000 13 days ago
Compliance Officer Cardea Group - New York, NY, United States Compliance Officer (New York, NY): The chance to join a thriving private equity fund in a #2 capacity is here. If you are an ambitious, intelligent, and curious compliance professional seeking 13 days ago
Compliance Officer The Goodkind Group, LLC - New York, NY, United States General administrative support: Review RFPs, information questionnaires and the like Complete compliance reports for clients as and... 20 days ago
Compliance Officer (Hedge Fund) New York, United States The ideal candidate will have: Strong knowledge of the Investment Advisers Act of 1940 and Investment Company Act of 1940 is required... $175k - $350k 7 days ago
Chief Compliance Officer, Broker-Dealer Simmons & Hanbury - , NY, United States Our client is a leading quantitative investment firm looking to find a Chief Compliance Officer for the buildout of their Clearing Broker-Dealer requirements. Primary Accountabilities 18 days ago
Senior AFC & Compliance Officer DWS Group - New York, NY, United States Employer: DWS Group Title: Senior AFC and Compliance Officer Location: New York, New York About DWS: Today, markets face a whole new set of pressures – but also a whole lot of opportunity too 22 days ago
Senior Compliance Officer - Trade / Export Control - Legal & Compliance Bloomberg - New York, United States to address regulatory issues, ensure compliance with current/developing rules and regulations, and correspond with regulators. We are seeking a Trade / Export Control Compliance Officer who is adept in U.S Competitive 5 days ago

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