18 Broker Dealer Operations Jobs in Jersey City, NJ
-
Principal Risk Specialist - IAVV Specialist Team, Member Supervision - All FINRA Locations FINRA - Jersey City, NJ statements, independent asset and price verification, stock record, cash/security position reconciliations, and various broker dealer business activities a plus. Knowledge Requirements: * Advanced knowledge 9 days ago
-
Vice President Finance Think Consulting - New York, NY, United States , and Annual Audit Support. Requirements: Bachelor's degree in Accounting or Finance and Series 27 certification are required. Minimum of 10 years of relevant experience in broker-dealer operations or Finance 5 days ago
-
Financial Services Consultant Equitable Advisors - Secaucus, NJ, United States powered by one of the world’s largest broker/dealers LPL* o Our elite benefits and wealth-building programs o Our competitive payouts o Our operation and compliance infrastructure support *LPL Financial 2 days ago
-
Treasury Intraday Liquidity Management (Forecasting and Analytics) - Vice President JPMorgan Chase Bank, N.A. - New York, NY on continued evolution of the IDL Dashboard * Partner with the broker/dealer and other Treasury teams to drive transparency and anticipate liquidity needs * Contribute to the USD IDL Playbook covering 2 days ago
- Forum: Start a Discussion Join
-
Financial Advisor Equitable Advisors - Secaucus, NJ, United States powered by one of the world’s largest broker/dealers LPL* o Our elite benefits and wealth-building programs o Our competitive payouts o Our operation and compliance infrastructure support *LPL Financial 3 days ago
-
Investment Manager Equitable Advisors - Secaucus, NJ, United States powered by one of the world’s largest broker/dealers LPL* o Our elite benefits and wealth-building programs o Our competitive payouts o Our operation and compliance infrastructure support *LPL Financial 8 days ago
-
Compliance Trade Surveillance Mizuho Bank - New York, NY auditors or regulatory bodies. Performs other duties and responsibilities as assigned. Qualifications: 3-5 years in the financial services industry at a broker/dealer or regulatory agency (i.e. FINRA, SEC 4 days ago
-
EVP - Finance & Operations Broadgate - , NY, United States Broadgate are currently supporting a broker-dealer based out of New York who are looking to hire an EVP Finance & Operations. Accountabilities Partner with CEO and senior management to work on day 19 days ago
-
Financial Advisor - Management Fast Track Equitable Advisors - Secaucus, NJ, United States by one of the world’s largest broker/dealers LPL* Our elite benefits and wealth-building programs Our competitive payouts Our operation and compliance infrastructure support *LPL Financial, member FINRA, SIPC 17 days ago
-
Director, Restricted Stock Services Fidelity TalentSource LLC - Jersey City, NJ understanding of New Account procedures Understanding of Securities Processing operations and Broker/Dealer Compliance policies and procedures Experience with SEC filings (10Q, 10K, Form 4, 13D and G, S-1 and S-3 21 days ago
Top locations