23 Broker Dealer Operations Jobs in Jersey City, NJ - page 2
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Financial Services Consultant Equitable Advisors - Secaucus, NJ, United States powered by one of the world’s largest broker/dealers LPL* o Our elite benefits and wealth-building programs o Our competitive payouts o Our operation and compliance infrastructure support *LPL Financial 20 days ago
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High-Yield/ Distressed Credit Trader Odeon Capital Group - New York, NY relationships with market participants, including brokers, dealers, and institutional accounts. Manage the day-to-day operations of the trading desk, including trade execution, position management, and risk 3 days ago
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Wealth Management Advisor Equitable Advisors - Secaucus, NJ, United States powered by one of the world’s largest broker/dealers LPL* o Our elite benefits and wealth-building programs o Our competitive payouts o Our operation and compliance infrastructure support *LPL Financial 24 days ago
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Financial Services Professional Equitable Advisors - Secaucus, NJ, United States powered by one of the world’s largest broker/dealers LPL* o Our elite benefits and wealth-building programs o Our competitive payouts o Our operation and compliance infrastructure support *LPL Financial 24 days ago
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Managing Director, Investment Banking - Capital Raise Synergy Management Group - New York, United States and efficient angel/seed-stage capital raise and are seeking an experienced Investment Banker with active broker-dealer licenses to lead this initiative. Responsibilities: Develop and refine comprehensive 4 days ago
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Treasury Intraday Liquidity Management (Forecasting and Analytics) - Sr. Associate JPMorgan Chase Bank, N.A. - New York, NY on continued evolution of the IDL Dashboard * Partner with the broker/dealer and other Treasury teams to drive transparency and anticipate liquidity needs * Contribute to the USD IDL Playbook covering 5 days ago
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Business Analyst - Clearing & settlement functions of Equity or Fixed Income Ventures Unlimited - New York City, NY , Word, PowerPoint. Understanding of Custody services and Broker-Dealer Operations. Knowledge of SWIFT standards and working in Industry leading platforms like Broadridge (or Similar). This is for self Depends on Experience 21 days ago
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Manager, Compliance Testing Scotiabank - New York City, NY, US to all of Scotiabank’s U.S. broker-dealer (including internal inspections), banking, swap dealer, futures commission merchant, investment management activities, corporate functions, cross-border testing engagements 17 days ago
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Senior Manager, Compliance Testing Scotiabank - New York City, NY, US and procedures. The U.S. Compliance Testing Program covers U.S. regulations applicable to all of Scotiabank’s U.S. broker-dealer, banking, investment management activities, corporate functions, and other financial 17 days ago
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Investment Bank Compliance - Control Room Larson Maddox - New York, United States -dealer activities across US operations, reporting on the compliance risks and issues to local, regional, and head office management. The staff provide the business lines with guidance on relevant laws USD11000 - USD160000 per annum 25 days ago
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