59 Chief Compliance Officer Jobs in Hackensack, NJ - page 2
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Swap Dealer Compliance Associate Phaxis - New York, NY, United States the preparation of the Annual Chief Compliance Officer (CCO) Report for the SEF, along with other mandated reports. Interface with technology support and risk management to ensure compliance with Firm policies 11 days ago
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In House Counsel Jobs California | JDHuntr 51428 General Counsel, Chief Compliance Officer, New York, NY In House Jobs | JDHuntr - New York, NY In House Counsel Jobs California | JDHuntr 51428 General Counsel, Chief Compliance Officer, New York, NY To apply go to JDHuntr.com *Exercises responsible financial management of the Legal 10 days ago
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Compliance Generalist, Principal Top Investment Firm - Jersey City, NJ, United States . medical, dental, vision, 401k, generous PTO, etc) THE ROLE: In the role, you will be working directly under the Managing Director of Compliance with high exposure to the Chief Compliance Officer 6 days ago
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Compliance Associate Cardea Group - New York, NY, United States with the General Counsel/Chief Compliance Officer to uphold the legal and compliance services offered. Compensation: $125-140K base**; $140-185K all-in Job Reference #1938 6 days ago
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In House Counsel Jobs | JDHuntr 46379 Chief Compliance & Regulatory Officer, New York, NY In House Jobs | JDHuntr - New York City, NY In House Counsel Jobs | JDHuntr 46379 Chief Compliance & Regulatory Officer, New York, NY To apply go to JDHuntr.com Develop, implement, and maintain broker -dealer and alternative trading systems 8 days ago
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Senior Compliance Officer (Control Room Chardan - New York, NY, United States . · Participate in the drafting of compliance related policies and procedures. · Perform ad-hoc special projects as assigned by the Chief Compliance Officer. Job Qualifications · Bachelor's degree in a related 6 days ago
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Senior AFC & Compliance Officer DWS Group - New York, NY, United States and Compliance Officer will assist the Chief Compliance Officer in developing and administering the policies and procedures of the Sales Coverage business (“Coverage”) in the sale and offer of mutual funds/ETFs 8 days ago
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In House Counsel Jobs New York | JDHuntr 42474 Chief Officer, Compliance, New York, NY In House Jobs | JDHuntr - New York City, NY In House Counsel Jobs New York | JDHuntr 42474 Chief Officer, Compliance, New York, NY To apply go to JDHuntr.com Surveying and interpreting our regulatory and broader risk landscape in the USA 3 days ago
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Loan Review Officer Natixis Corporate & Investment Banking - New York, NY, United States function that reports to the Head of Audit for the Americas, who in turns reports to the Natixis Chief Audit Officer in Head Office in Paris, France. The primary responsibility will be to review all types 6 days ago
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Compliance Analyst Rutherford - , NY, United States compliance monitoring reports Trade surveillance, monitoring and testing Assist in regulatory reporting and filings, such as Form ADV, Form PF, and 13 Filings Support the Chief Compliance Officer 19 days ago
Top locations
- New York, NY (54)
- Newark, NJ (4)
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- Princeton, NJ (3)
- Brooklyn, NY (3)
- Bridgeport, CT (1)
- Greenwich, CT (1)
- Rochelle Park, NJ (1)
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