56 Chief Compliance Officer Jobs in Edison, NJ - page 2
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Chief Risk Officer Arena Investors, LP - , NY, United States a best-in-class risk management function overseeing Arena’s principal lines of business. The CRO will partner with our Chief Compliance Officer (CCO) and our operating Business Leaders to provide 3 days ago
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In House Counsel Jobs California | JDHuntr 51426 General Counsel & Chief Compliance Officer, Princeton, NJ In House Jobs | JDHuntr - Princeton, NJ In House Counsel Jobs California | JDHuntr 51426 General Counsel & Chief Compliance Officer, Princeton, NJ To apply go to JDHuntr.com *Oversee the development, adaptation, implementation, monitoring 21 days ago
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General Counsel Tandym Group - New York, NY, United States with intellectual and developmental disabilities. Reporting to the President/Chief Executive Officer, the right candidate will bring a wide latitude for independent judgment and decision-making, including entity 3 days ago
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Compliance Generalist, Principal Top Investment Firm - Jersey City, NJ, United States . medical, dental, vision, 401k, generous PTO, etc) THE ROLE: In the role, you will be working directly under the Managing Director of Compliance with high exposure to the Chief Compliance Officer 12 days ago
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In House Counsel Jobs California | JDHuntr 44369 Chief Compliance Officer, Jersey City, NJ In House Jobs | JDHuntr - Jersey City, NJ In House Counsel Jobs California | JDHuntr 44369 Chief Compliance Officer, Jersey City, NJ To apply go to JDHuntr.com Oversee the implementation and execution of the Funds day-to-day compliance 16 days ago
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Compliance Associate Cardea Group - New York, NY, United States with the General Counsel/Chief Compliance Officer to uphold the legal and compliance services offered. Compensation: $125-140K base**; $140-185K all-in Job Reference #1938 12 days ago
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Senior AFC & Compliance Officer DWS Group - New York, NY, United States and Compliance Officer will assist the Chief Compliance Officer in developing and administering the policies and procedures of the Sales Coverage business (“Coverage”) in the sale and offer of mutual funds/ETFs 14 days ago
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In House Counsel Jobs New York | JDHuntr 42474 Chief Officer, Compliance, New York, NY In House Jobs | JDHuntr - New York City, NY In House Counsel Jobs New York | JDHuntr 42474 Chief Officer, Compliance, New York, NY To apply go to JDHuntr.com Surveying and interpreting our regulatory and broader risk landscape in the USA 9 days ago
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Loan Review Officer Natixis Corporate & Investment Banking - New York, NY, United States function that reports to the Head of Audit for the Americas, who in turns reports to the Natixis Chief Audit Officer in Head Office in Paris, France. The primary responsibility will be to review all types 12 days ago
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Compliance Analyst Rutherford - , NY, United States compliance monitoring reports Trade surveillance, monitoring and testing Assist in regulatory reporting and filings, such as Form ADV, Form PF, and 13 Filings Support the Chief Compliance Officer 25 days ago
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