Latest Chief Compliance Officer jobs in Connecticut

8 Chief Compliance Officer Jobs in Connecticut

Compliance Officer / Regulatory Counsel – Regulated Funds (1940 Act) Larson Maddox - Greenwich, CT, United States , this position is intended to grow into a Chief Compliance Officer / Regulatory Counsel – Regulated Funds role in the near term. Key responsibilities include: Ensure ongoing adoption, implementation and management 4 days ago
Junior Attorney (Compliance) Greenwich, CT, United States opportunity to learn from seasoned attorneys. Any compliance related background is beneficial but not required. This attorney will report to the firm’s Chief Compliance Officer. What You’ll Do • Provide 6 days ago
Chief Human Resources Officer Charter Oak Health Center Inc - Hartford, Connecticut leadership by articulating HR needs and plans to the executive management team. This position reports directly to the President & Chief Executive Officer. The best qualified candidate will possess executive 2 days ago
Financial Services Compliance Analyst Johnson Brunetti Retirement & Investment Specialists - Wethersfield, CT, United States environment with minimal supervision Position Responsibilities Work in conjunction with the Chief Compliance Officer to manage the day-to-day requirements of the Compliance team’s responsibilities including 4 days ago
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Chief Risk Officer JCW - , CT, United States JCW Group is currently partnering with a rapidly growing bank in Fairfield County, CT area to hire a Chief Risk Officer. Summary: Tasked with advancing adherence to risk and regulatory standards 12 days ago
Chief Financial & Administrative Officer, The Housing Collective TSNE - Bridgeport, Connecticut , control & guardianship processes, including Legal, Compliance, Internal Audit and Risk Management. The CFAO works in partnership with the CEO, Chief Operating & Strategic Officer (COSO), and the rest 12 days ago
VP of Compliance (Public Funds) Atlantic Group - , CT, United States on the Investment Company Act of 1940 (“1940 Act”). For a successful candidate, this position is intended to grow into a Chief Compliance Officer – Regulated Funds role in the near term. Key responsibilities include 18 days ago
In House Counsel Jobs California | JDHuntr 41222 General Counsel (apply by email), Rocky Hill, CT In House Jobs | JDHuntr - Rocky Hill, CT . Reporting to the Chief Executive Officer (CEO), the GC is responsible for building and overseeing the legal functions of the organization, as well as advising the leadership team on operations, capitalization 19 days ago

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