780 Compliance Officer Jobs - page 3
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Quartz Compliance Officer Arrow Workforce Solutions - Wilkes-Barre, PA, United States Record audits and prepare performance reports In addition to any other duties, as a responsible person you must ensure that you have... 13 days ago
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Chief Compliance Officer- $75 Billion Alternative Asset Manager Atlantic Group - Maplewood, NJ, United States $75 Billion Alternative Asset Manager Seeks a Chief Compliance Officer *Reporting to the Deputy Chief Compliance Officer *Supervising a staff of 4-6 *Work Closely Across all Compliance Groups/Teams 8 days ago
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Facility Security Officer/Export Compliance Officer STAR Dynamics Corporation - Hilliard, OH, United States Today’s Date: 4/26/2024 Position Title: Facility Security Officer and Export Compliance Officer Position Reports to : Vice President, Operations Brief Description of Position: This role 13 days ago
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Compliance Officer JCW - , UT, United States Position Overview: JCW is partnering with an Industrial Bank who is looking for a Compliance Officer to join their team. The Compliance Officer will play a critical role in ensuring that operations 16 days ago
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Senior Compliance Officer Global Investment Bank and Broker Dealer - , NY, United States Developing ongoing policies & procedures & monitoring the Compliance program in accordance with FINRA regulations. Self-starter with... 14 days ago
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Chief Compliance Officer Christian Wyatt Group - Greensboro, GA, United States Chief Compliance Officer (CCO) Our firm, The Christian Wyatt Group, is working in confidence with a with a well-capitalized, independent $1B+ community bank outside of metro Atlanta on a Chief 15 days ago
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Deputy Chief Compliance Officer Larson Maddox - Chicago, IL, United States Our client, a global trading firm is looking to bring on a Deputy Chief Compliance Officer at their Chicago office You'll play a pivotal role in overseeing their global compliance program 15 days ago
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Senior Compliance Officer Xponance, Inc. - Philadelphia, PA, United States to driving innovation and delivering value to our clients and the broader investment landscape. Opportunity – Senior Compliance Officer Xponance is looking for an ethical, teamwork driven compliance 16 days ago
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Compliance Officer JW Michaels & Co. - Scottsdale, AZ, United States for future growth. The person will be reporting to the Firm’s Chief Compliance Officer. The compliance associate will work closely with Senior Management, Marketing, Sales, Investments, Operations, and IT 21 days ago
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Compliance Officer Cardea Group - New York, NY, United States Compliance Officer (New York, NY): The chance to join a thriving private equity fund in a #2 capacity is here. If you are an ambitious, intelligent, and curious compliance professional seeking 21 days ago
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