811 Compliance Officer Jobs - page 2
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Chief Compliance Officer- Broker Dealer Leeds Professional Resources - Miami, FL, United States Qualifications Proven 7 years experience as a Compliance Officer or Compliance Manager Series 65 or 66 FINRA 7 and 24 is a must Familiarity with industry practices and professional standards BSc/BA in law, finance 4 days ago
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Payroll Labor Compliance Officer CornerStone Professional Placement - Fort Worth, TX, United States CornerStone Professional Placement is seeking a Payroll Labor Compliance Officer for a highly regarded client in Fort Worth, TX. As the Payroll Labor Compliance Officer, you will be responsible 6 days ago
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VP/CRA and Compliance Officer GBank - Las Vegas, NV, United States The Community Reinvestment Act (CRA) and Compliance Officer is responsible for developing, implementing, and administering all aspects of the Bank’s CRA program and assisting with Compliance 6 days ago
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Managing Director of Compliance or Chief Compliance Officer Stonecrest Partners - Austin, TX, United States Managing Director of Compliance or Chief Compliance Officer Stonecrest Partners is a rapidly growing financial services firm based in Austin, Texas and San Juan, Puerto Rico. We have additional 4 days ago
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Senior Compliance Officer CRO Strategies - Miami, FL, United States The Senior Compliance Officer plays a critical role in promoting a culture of compliance, risk management, and quality assurance. Key Responsibilities: Regulatory Compliance: Ensure that all clinical 6 days ago
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Compliance Officer Vision Financial Group - Buffalo, NY, United States Vision Financial Group , a MassMutual firm, is a growing financial firm. The firm is hiring an ASO who is motivated and will provide outstanding customer experience. The Agency Supervisory Officer 10 days ago
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Compliance Officer (Hedge Fund) , NY, United States Global multi-strategy hedge fund is looking to hire a Compliance Officer in New York City or Jersey City. This strategic hire will play a key role in running the day-to-day compliance program 7 days ago
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Compliance Officer Fernridge Group - , CA, United States Compliance Officer - AVP (Los Angeles, California): Our client, a $30B+ alternative asset manager, is seeking a Compliance Officer to join their lean team of 4. This new hire will work closely 11 days ago
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Marketing Compliance Officer - Investment management Taylor Root - , WI, United States My client is a market-leading, award-winning direct lender and experienced credit asset manager seeking a Compliance Officer for their Content Compliance team. They specialize in delivering reliable 7 days ago
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Compliance Officer Harrison Gray Search - Boston, MA, United States Harrison Gray Search has partnered with one of the oldest, most reputable investment advisors in the country to find its next Compliance Officer. The Compliance Officer is an integral part 13 days ago
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