Latest Chief Compliance Officer jobs in California

47 Chief Compliance Officer Jobs in California

General Counsel/Chief Compliance Officer JW Michaels & Co. - , CA, United States Our client is a prominent investment management firm searching for a GC/CCO to manage, grow, and implement an SEC regulatory program... 6 days ago
Chief Compliance Officer/Counsel JW Michaels & Co. - , CA, United States - MNPI exp, new marketing rules, fund formation, fund structuring. - Targeting 10+yrs exp. 26 days ago
In House Counsel Jobs | JDHuntr 45903 Chief Compliance Officer, Los Angeles, CA In House Jobs | JDHuntr - Los Angeles, CA In House Counsel Jobs | JDHuntr 45903 Chief Compliance Officer, Los Angeles, CA To apply go to JDHuntr.com Advocating for a strong corporate compliance program, with a focus on compliance 11 days ago
Senior Client Service Associate - Financial Services TalentLink Solutions - , CA, United States Compliance Officer in the operations and maintenance of the firm's regulatory compliance program. Your main responsibilities include maintaining compliance records; preparation of monthly and quarterly reports 4 days ago
Forum: Start a Discussion Join
Human Resources Manager Frontwave Arena - Carlsbad, CA, United States to and collaborate with the Chief Financial Officer to develop and implement HR strategies and policies, and ensure that employees have a positive and productive work environment. This role requires strong leadership 7 days ago
In House Counsel Jobs California | JDHuntr 37059 Chief Compliance Officer, Compliance/Regulatory, Sa In House Jobs | JDHuntr - Mojave, CA In House Counsel Jobs California | JDHuntr 37059 Chief Compliance Officer, Compliance/Regulatory, San Francisco, CA\ To apply go to JDHuntr.com \ heading our US compliance function 13 days ago
Director of Operations - Wealth Management Judson Group - San Francisco, CA, United States Compliance Officer to ensure critical procedures are adhered to, and information security policies are robust Requirements: Minimum of five years of experience within an RIA; minimum of three years 7 days ago
Vice President, Total Rewards & People Operations TalentWell - Irvine, CA, United States for all associates, managers and service line leadership. Reporting to the Chief People Officer, and focusing on universal accessibility, you will lead implementation of associate centric people operations 12 days ago
Pharmacist Compliance Officer Statewide, LA , distributed, or dispensed. Level of Work: Advanced. Supervision Received: General from the Pharmacist--Chief Compliance Officer or other higher-level administrator. Supervision Exercised: Regulatory over $8,220.00 - $14,792.00 Monthly 4 days ago
Director of HR: BA &/or HR cert, healthcare (FQHC or non-profit preferred), hands on leadership skills req. KORE1 - Los Angeles, CA, United States or non-profit preferred), hands on leadership skills req. Reporting to the Chief Administrative Officer, the Sr. Director. People, Culture & Talent is responsible for planning, directing, managing 19 days ago

Top locations