Legal Adviser Jobs in Los Angeles, CA

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Senior Compliance Officer  

Allspring Global Investments - Charlotte, NC / Los Angeles, CA / San Francisco, CA / 2 more...

Advisers Act of 1940 BS/BA degree or higher Excellent verbal, written, and interpersonal communication skills Able to interpret client investment agreements, legal documents, policies & procedures

from: milwaukeejobs.com - 2 days ago

General Counsel Jobs JDHuntr 62522 Counsel Investments Regulatory $150K - $180K (Remote Anywhere USA)  

In House Jobs | JDHuntr - Los Angeles, CA

to the company on matters related to the Investment Adviser's Act of 1940 and other relevant financial regulations. *Offer legal guidance on marketing materials, client communications, and promotional activities

from: get.it - More than 30 days ago


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