Compliance Officer Broker Dealer Jobs in Jersey City, NJ

Chardan - New York, NY, United States

of Compliance experience within an Investment Advisory, Broker Dealer, Regulatory, and/or Compliance Consulting firm. · Highly organized self-starter with excellent judgment and strong attention to detail Broad

from: linkedin.com - 2 days ago

DWS Group - New York, NY, United States

as a Compliance Officer/Advisor for a broker dealer and/or registered investment advisor. • Fluent in all FINRA and SEC issues and concerns. • Demonstrated expertise with financial services regulatory schemes

from: linkedin.com - 4 days ago

Bloomberg - New York, United States

Facility), MIFID II benchmark activities, a US Broker-Dealer, and other regulated offerings globally. We are looking for a Swap Execution Facility (SEF) Compliance Officer to join our SEF Compliance team Competitive

from: efinancialcareers.com - 9 days ago

Lime Trading - New York, NY, United States

Chief Compliance Officer Lime Trading Corp is a registered execution-only, agency broker-dealer focusing on supporting low latency trading activity for institutional and retail clients trading

from: linkedin.com - 7 days ago

JCW - New York, NY, United States

Title: Crypto Compliance Officer Location: New York, NY (hybrid) Company: Broker Dealer in the Crypto Sector A large broker-dealer is seeking a skilled and experienced Crypto Compliance Officer

from: linkedin.com - 18 days ago

Goldman Sachs - New York, United States

candidate for Federation Compliance will satisfy some or all of the following criteria: At least 5 years of work experience including 3 years as a compliance officer or in a risk management or control Competitive

from: efinancialcareers.com - 21 days ago