Compliance Control Room Jobs in Jersey City, NJ

BNP Paribas - New York, NY, United States

for providing compliance coverage to the Firm’s ECM business while also working closely with colleagues with primary responsibility for Sales and Trading, Compliance Control Room, Investment Banking, and Equity

from: linkedin.com - 16 days ago

S&P Global - New York, United States

About the Role: Grade Level (for internal use): 10 The Role: Compliance Officer - Control Room The Team: Control Room is part of the Compliance Monitoring and Exams part of S&P Global Ratings Competitive

from: efinancialcareers.com - 25 days ago

Larson Maddox - New York, United States

An elite boutique Investment Bank in New York City is hiring an Associate / AVP Control Room Compliance professional. JOB TITLE - Assistant Vice President/Associate, Employee Compliance, Control Room USD110000 - USD130000 per annum

from: efinancialcareers.com - 24 days ago

Primesoft, Inc - New York, NY

Engineer will be responsible for concept creation included in the WRCT controls framework and supporting Data Analysts with various deliverables to the Wire Room Compliance Team. Works with machine learning Depends on Experience

from: Dice.com - 24 days ago

Scotiabank - New York City, NY, US

business initiatives or other ad-hoc projects. Work closely with the Control Room personnel on conflicts issues, including issues related to chaperoning of Research and Investment Banking interactions

from: Scotiabank - More than 30 days ago