Trade Compliance Jobs in Jacksonville, FL

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Options Operations Associate  

Phyton Talent Advisors - Jacksonville, FL, United States

, you will be responsible for managing the settlement process for equity options trades, ensuring accurate and timely processing in compliance with OCC settlements and Options Regulatory Rules (LOPR). The ideal candidate

from: linkedin.com - 7 days ago

Analyst - Investment Guideline Management  

Deutsche Bank - Jacksonville, United States

. The team is responsible for providing on-going support to the DWS organization for rule implementation and post trade monitoring of investment and trading activities to ensure compliance with federal Competitive

from: efinancialcareers.com - 21 days ago

Remote - AFC AML - Model Remediation - Assistant Vice President  

Deutsche Bank - Jacksonville, United States

compliance covering multiple product lines such as correspondent banking, wealth management, brokerage, trade and asset management; Knowledge and understanding of financial crime and AML policies, procedures salary range for this position in New York City is $110,000 to $142,250

from: efinancialcareers.com - 25 days ago

Investment Operations Specialist  

Deutsche Bank - Jacksonville, United States

to their stakeholders in their respective function. In some instances that may include trade confirmations, trade settlements, and in others may include monitoring firm compliance with federal securities laws Competitive

from: efinancialcareers.com - 26 days ago


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