Chief Investment Officer Requirements Jobs in Irving, TX

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Analyst / Sr. Analyst, Compliance (Broker Dealer)  

Resolute Investment Managers - Irving, TX 75039, USA

to monitor compliance with established procedures Review mutual fund disclosure documents for consistency with regulatory requirements Under the direct supervision of the Chief Compliance Officer, provide

from: applicantpro.com - More than 30 days ago

VP, Senior BSA Compliance Officer  

NexBank - Dallas, TX, United States

advisory services to clients throughout the U.S. Position Specifications: The VP, Senior BSA Compliance Officer reports to the Chief Compliance Officer/BSA Officer and is a strategic member of the compliance

from: linkedin.com - 4 days ago


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