Compliance Monitoring Jobs in Hicksville, NY

JCW - Stamford, CT, United States

Responsibilities Reviewing and implementing new Compliance policies and procedures for the firm. Assist with Trade Compliance monitoring. Monitor regulatory changes for the firms main regulators including the SEC

from: linkedin.com - 8 days ago

Madison-Davis, LLC - White Plains, NY, United States

). Responsibilities: • Responsible for administering, maintaining, coordinating and monitoring the Bank’s day-to-day compliance with BSA/AML/OFAC/CDD/EDD/KYC/FinCEN/USA Patriot Act, etc. • Responsible for managing

from: linkedin.com - 6 days ago

Flagstar Bank - Hicksville, NY

The Compliance Monitoring and Reporting Manager assists the Sr. Manager of Enterprise Compliance Monitoring and Reporting in implementing and maintaining the enterprise second line of defense

from: careerbuilder.com - 15 days ago

Flagstar Bank - Hicksville, NY

The Compliance Monitoring and Reporting Officer assists the Compliance Monitoring and Reporting Team in implementing and maintaining the enterprise second line of defense monitoring program

from: careerbuilder.com - 15 days ago

Wilton Re - Norwalk, CT, United States

and reconciliations for monthly activity and quarterly close, and the documentation and monitoring of certain relevant internal controls for SOX compliance. Will prepare work papers and assist in the preparation

from: linkedin.com - 11 days ago

Cloudbreak Compliance Group, LLC - White Plains, NY, United States

, reports, memoranda and other client deliverables Supporting and participating in client engagements including annual compliance program reviews and mock examinations Tracking and monitoring ongoing client

from: linkedin.com - 14 days ago

Flagstar Bank - Hicksville, NY

The Financial Crimes Compliance Testing Officer is responsible for performing monitoring and testing to ensure that business units are complying with applicable laws, rules, regulations and firm

from: careerbuilder.com - 5 days ago

One Brooklyn Health - Brooklyn, NY, United States

follow-up with management as needed to foster successful completion and achieve compliance. Develop periodic revenue cycle compliance reports of auditing and monitoring activities, findings, risk levels

from: linkedin.com (+1 source) - 14 days ago

Flagstar Bank - Hicksville, NY

The Financial Crimes Compliance Testing Team Lead is responsible for performing monitoring and testing reviews, ensuring Business Units are complying with applicable laws, rules, regulations and firm

from: careerbuilder.com - 5 days ago

ABS Global Investments - Greenwich, CT, United States

into compliance program. Proactively monitoring activities to ensure compliance with all applicable regulatory filings. Conduct forensic testing. Review marketing material. Coordinate with and supervise relevant

from: linkedin.com - 23 days ago