Broker Dealer Operations Jobs in Greenwich, CT
Equitable Advisors - Stamford, CT, United States
powered by one of the world’s largest broker/dealers LPL* o Our elite benefits and wealth-building programs o Our competitive payouts o Our operation and compliance infrastructure support *LPL Financial
from: linkedin.com - 10 days ago
Equitable Advisors - Secaucus, NJ, United States
powered by one of the world’s largest broker/dealers LPL* o Our elite benefits and wealth-building programs o Our competitive payouts o Our operation and compliance infrastructure support *LPL Financial
from: linkedin.com - 3 days ago
Underground Administration - New York, NY
and reporting functions, including approval of processes completed by other team members Partner with vendors, Broker Dealer Operations, Middle Offices, and other stakeholders to ensure accurate reporting 130,000 - 214,000
from: workable.com - 2 days ago
REDLEO SOFTWARE INC. - New York, NY, United States
& settlement processing, knowledge of SWIFT standards and working in Industry leading platforms like Broadridge Understanding of Custody services and Broker-Dealer Operations Working knowledge on Equity
from: linkedin.com - 14 days ago
Equitable Advisors - Secaucus, NJ, United States
powered by one of the world’s largest broker/dealers LPL* o Our elite benefits and wealth-building programs o Our competitive payouts o Our operation and compliance infrastructure support *LPL Financial
from: linkedin.com - 8 days ago
Yield Street - New York, United States
and regulatory reporting processes for our broker-dealer operations. The successful candidate will have a strong background in financial services accounting, broker-dealer accounting, regulatory compliance 150k+
from: efinancialcareers.com - 9 days ago
Broadgate - , NY, United States
Broadgate are currently supporting a broker-dealer based out of New York who are looking to hire an EVP Finance & Operations. Accountabilities Partner with CEO and senior management to work on day
from: linkedin.com - 19 days ago
Société Générale - , NY, United States
banking, investment banking and broker–dealer activities across Société Générale’s operations, reporting on the compliance risks and issues to local, regional, and head office management. The staff provide
from: linkedin.com - 14 days ago
Odeon Capital Group - New York, NY
relationships with market participants, including brokers, dealers, and institutional accounts. Manage the day-to-day operations of the trading desk, including trade execution, position management, and risk
from: workable.com - 3 days ago
Career Group - New York, NY, United States
EVP, Finance A leading self-clearing proprietary broker-dealer, is seeking an EVP of Finance to oversee the self-clearing brokerage operations, related affiliates and serve as a member
from: linkedin.com - 21 days ago
Get email alerts for: Broker Dealer Operations Jobs in Greenwich, ct
Sponsored Ads by Indeed