Compliance Monitoring Jobs in Dallas, TX

Hilltop Securities Inc. - Dallas, TX, United States

, Compliance and Risk Management Teams to facilitate the ongoing review of existing business. Participate in the process of monitoring and assessing the risk of correspondent firms through various tools

from: linkedin.com - 6 days ago

Hilltop Securities Inc. - Dallas, TX, United States

with regulatory changes and updates. Compliance conducts Firm training, responds to regulatory inquiries, examinations, and audits, in addition to on-going monitoring for breaches in policy through independent

from: linkedin.com - 9 days ago

Deloitte - Dallas, TX

experience working in compliance monitoring 8+ years experience working in risk assessment 8+ years experience working in privacy and cybersecurity Ability to support fulltime SCIF work in MD location Unspecified

from: clearancejobs.com - 4 days ago

Remington Hospitality - Dallas, TX, United States

on financial strategies, investment decisions, and capital allocation. Monitoring key financial metrics and identifying areas for improvement or optimization. Regulatory Compliance: Ensuring compliance

from: linkedin.com - 19 days ago

Parkland Health and Hospital System - Dallas, TX, US

and oversight for the development, implementation, ongoing administration, and monitoring of practices which promote an effective Compliance Program. Oversee, administer, and implement various compliance programs

from: Parkland Health and Hospital System - 4 days ago

Hana Group - Dallas, Texas

as federal and state franchise laws. This role involves monitoring franchise operations, writing cure letters for compliance breaches, and creating comprehensive compliance reports and programs. The ideal

from: resume-library.com - 5 days ago

IQ-EQ - Dallas, Texas

with the Advisers Act and other applicable regulatory requirements. • Assist and oversee junior team members in the performance of compliance functions, such as personal trading review, email review, the monitoring

from: resume-library.com - 6 days ago

Federal Reserve Bank (FRB) - Dallas, TX

reimbursements, check reconciliation, servicing internal and external customers, procurement card administration, invoice issues resolution, non-PO approvals, and aging invoices monitoring. * Discretionary Expense

from: Federal Reserve Bank (FRB) - 8 days ago

EvenFlow Solutions - Dallas, Texas

professional who takes pride in their work and has an in-depth understanding of the regulations and compliance requirements of the banking industry. The Compliance Analyst will be responsible for monitoring

from: resume-library.com - 7 days ago

Revantage Corporate Services - Dallas, Texas

changes, etc.) Provide oversight in the distribution of year-end financial statements, rent rolls, and other data used for analysis Reformat financial reports as required for jurisdiction compliance Assist

from: resume-library.com - 9 days ago