Compliance Director Jobs

Citi - New York, United States

Serves as a senior equities product compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for managing...

from: us.lifeworq.com - 11 days ago

Partnership Employment - Stamford, CT, United States

Director of Compliance will support the Head of Compliance and members of Compliance team with regulatory matters pertaining to: Investment Company Act, Investment Advisors Act, & Securities Acts

from: linkedin.com - 7 days ago

Citi - Irving, United States (+2 locations)

The Legal and Compliance Audit Director is a senior level management position responsible for contributing to the strategic direction of Citi’s Internal Audit (IA) function, in coordination

from: us.lifeworq.com - 11 days ago

Arvato - Louisville, KY, United States (+1 location)

We are looking for an experienced Director of Risk Management & Compliance who will be responsible for the leadership, governance and innovation of compliance and risk management initiatives across

from: linkedin.com - 9 days ago

UL Solutions - Chicago, IL, United States

to foster innovation and positive change. Satisfying? Yes. Exciting? Absolutely! What you’ll learn & achieve: The Regulatory Services Compliance Risk Director is responsible for developing, implementing

from: linkedin.com - 9 days ago

Capital One - New York, United States (+9 locations)

, including project and process management, reporting, facilitation of senior leadership meetings, drafting and reviewing materials for senior management and the Board of directors, and other governance

from: us.lifeworq.com - 4 days ago

Larson Maddox - Chicago, IL, United States

A global top financial services company HQ'd out of Chicago is looking to bring on a Director of Compliance to lead the team. The firm is a dual registered FCM & Broker Dealer. This position

from: linkedin.com - 16 days ago

Crédit Agricole CIB - New York, NY, United States

The Conflicts Management Group (“CMG”) in the Americas is responsible for the regulatory advisory function and the management of conflicts...

from: linkedin.com - 12 days ago

Girl Scouts of Maine - , ME, United States

health and sustainability. Take the lead in overseeing financial reporting, budgeting, forecasting, financial analysis, compliance, and information systems and technology. Collaborate closely with the CEO

from: linkedin.com - 2 days ago

Employee Owned Holdings, Inc. - , TX, United States (+1 location)

planning of the organization. The CFO plays a key role in driving financial stability, growth, and profitability while ensuring compliance with financial regulations and standards. They work closely

from: linkedin.com (+1 source) - 2 days ago