Compliance Advisor Jobs

Equitable Advisors - , TX, United States (+2 locations)

by one of the world’s largest broker/dealers LPL* Our elite benefits and wealth-building programs Our competitive payouts Our operation and compliance infrastructure support *LPL Financial, member FINRA, SIPC

from: linkedin.com - 20 days ago

Maryland Department of General Services - Baltimore, MD, United States

the State’s Chief Procurement Officer (CPO), Deputy Chief Procurement Officer (DCPO) and the Director of Policy, Training and Compliance, in addition to agency leadership and executives. Additionally

from: linkedin.com - 5 days ago

New Age Software Services - West Palm Beach, FL, United States

degree from an accredited four year college or university Minimum of 4-6 years’ experience in compliance areas related to ATF. Experience in conducting internal audits. Ability to coordinate and manage

from: linkedin.com - 5 days ago

Winged Keel Group - Atlanta, GA, United States

for clients and advisors. Follow compliance regulations around presenting information related to securities transactions Communicate complex financial information in a clear and concise manner, either written

from: linkedin.com - 5 days ago

La Raza Community Resource Center - , CA, United States

and monitor internal controls. Tax Management: Oversee tax planning and compliance. Work with tax authorities and external tax advisors. Optimize the organization's tax position. Investment Analysis: Evaluate

from: linkedin.com - 5 days ago

Partners Professional - Jacksonville, FL, United States

Administration of Benefits: Take ownership of the day-to-day administration of our benefits plans, ensuring compliance with regulations and our plan documents. Be A Trusted Employee Advisor: Provide a positive

from: linkedin.com - 5 days ago

Comrise - Clearwater, FL, United States

cash needs, and optimizing cash management strategies Coordinate with external auditors and tax advisors to facilitate the annual audit and tax compliance process Provide leadership and guidance

from: linkedin.com - 5 days ago

Ascension Search Partners - Salt Lake City, UT, United States (+8 locations)

. Responsibilities Assist in the tax return compliance process by coordinating with external advisors to ensure timely filing of income tax returns and tax payments in all jurisdictions. Review multistate partnership

from: linkedin.com - 5 days ago

Kingfisher HR Solutions Group - San Francisco, CA, United States

advisors and legal counsel to ensure compliance with regulatory requirements. Manage relationships with investment banks, underwriters, auditors, and other stakeholders involved in the IPO process. Prepare

from: linkedin.com - 5 days ago

Claire Myers Consulting - Frisco, TX, United States

and Regulatory Adherence: Ensure all client interactions and investment recommendations comply with regulatory requirements and internal compliance policies. Collaboration: Work closely with other team members

from: linkedin.com - 5 days ago