Compliance+officer Jobs

Forge - , CA, United States

Forge implements a mandatory COVID-19 Vaccination Policy, which applies to all employees. All employees covered by this policy are...

from: linkedin.com - Yesterday

Crédit Agricole CIB - New York, NY, United States

Assist with the analysis of updates in regulations and/or policies to ensure that the Bank is compliant with US regulations, as well...

from: linkedin.com - Yesterday

Amherst - Austin, TX, United States

The Senior Compliance Officer will assist with the effective implementation and administration of Amherst’s RIA compliance program with an emphasis on initiatives relating to the firm’s mortgage

from: linkedin.com - 11 days ago

QUANTEAM - North America (RAINBOW PARTNERS Group) - New York, NY, United States

Our client, a leading investment bank based in New York City, is seeking a dynamic and experienced professional to join their team...

from: linkedin.com - 8 days ago

Evolution - Fairfield, CT, United States

The Compliance Officer will be responsible for overseeing operational and studio compliance for the Fairfield, CT live studios. Essential Job Function & Responsibilities Adaptable and agile, can work

from: linkedin.com - 9 days ago

Larson Maddox - Chicago, IL, United States

Participate in risk management activities, monitor the effectiveness of internal departmental controls and procedures, and review results...

from: linkedin.com - 9 days ago

Insight Global - Miami, FL, United States

PLUSSES: FINRA Series 7 & 24 Day to day: The Deputy Chief Compliance Officer supports the Chief Compliance & Risk Officer in the development and implementation of the Firm’s compliance program

from: linkedin.com - 13 days ago

Vaco - Marshall, MN, United States

Vaco is hiring for a Senior Loss Prevention & Compliance Officer located in Marshall, MN Function The Senior Loss Prevention & Compliance Officer is responsible for assisting with keeping

from: linkedin.com - 9 days ago

Talently Recruiting - New York, NY, United States

Job Title : Chief Compliance Officer Location : Bronx, NY Skills : Compliance, Leadership, Multi-Entity Outpatient Healthcare About Company / Opportunity : We are a rapidly growing healthcare company

from: linkedin.com - 13 days ago

JW Michaels & Co. - , CA, United States

- MNPI exp, new marketing rules, fund formation, fund structuring. - Targeting 10+yrs exp.

from: linkedin.com - 14 days ago