Investment Adviser Compliance Jobs in Charlotte, NC

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Director, Compliance  

Larson Maddox - Charlotte, United States

workloads. Director of Compliance Responsibilities: Oversee daily management of the firm's compliance program, ensuring adherence to SEC rules and internal policies. Apply expertise in the Investment Advisers USD140000 - USD160001 per annum

from: efinancialcareers.com - 2 days ago


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Investment Adviser Compliance in Charlotte, nc