Broker Dealer Management Jobs in Charlotte, NC

Avantax Planning Partners - Charlotte, NC, United States

, and in Broker/Dealer business, including Retirement Plans, Annuities, etc. Partner with Client Development Specialists who create plans for the CPAs to identify leads, and opportunities for existing clients

from: linkedin.com - 6 days ago

Avantax Planning Partners - Charlotte, NC, United States

, and in Broker/Dealer business, including Retirement Plans, Annuities, etc. Partner with Client Development Specialists who create plans for the CPAs to identify leads, and opportunities for existing clients

from: linkedin.com - 24 days ago

Phaxis LLC - Charlotte, North Carolina

to enhance the efficiency and accuracy of clearance and settlement processes. Experience Required: 8+ years of industry-relevant experience managing operational functions in a self-clearing US broker-dealer

from: resume-library.com - 5 days ago

Phaxis LLC - Charlotte, North Carolina

Must have at least 10 years work experience with a minimum of 7 years of direct experience in a self-clearing US broker-dealer operating in the wealth management space Significant prior exposure

from: resume-library.com - 14 days ago

FIG Talent Solutions - Cornelius, NC, United States

toward years as an RIA Representative, Financial Planner or Registered Representative of a full-service broker dealer. knowledge of all aspects of comprehensive financial planning including: management

from: linkedin.com - 8 days ago