Risk Compliance Jobs in Belmont, NC

SearchTower - Charlotte, NC, United States

the Firm in meeting regulatory deadlines and serve as a point of contact for the regulatory department to assist with mitigating risk and achieving a high level of compliance with applicable laws, industry

from: linkedin.com - 14 days ago

Motion Recruitment - Charlotte, NC, United States

Outstanding long-term contract opportunity! Senior Risk and Compliance Consultant in Charlotte, NC or Minneapolis MN (Hybrid). Required Experience: 8 years of Compliance experience, or equivalent

from: linkedin.com - 22 days ago

Wells Fargo - Charlotte, NC

as a protected veteran or any other status protected by applicable law. Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture

from: Dice.com - 6 days ago

Calculated Hire - Charlotte, NC, United States

for all DTC-eligible product types. Monitor both internal and external systems related to trade settlements from both trade clearance and operational risk standpoints. Act as a liaison between settlement

from: linkedin.com - 5 days ago

Apex Systems - Charlotte, NC, United States

or integrity issues and to identify and remediate process or control gaps. Analyze, assess, and test data controls and data systems to ensure quality and risk compliance standards are met. Identify data quality

from: linkedin.com - 8 days ago

Wells Fargo - Charlotte, NC

customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company

from: Dice.com - 13 days ago

Apex Systems - Charlotte, NC, United States

the issues, and process complex transactions online. Perform moderately complex initiatives to resolve client issues and review complaints for regulatory and non-regulatory flags, and classify risks

from: linkedin.com - 7 days ago

Sia Partners - Charlotte, NC, United States

performance indicators (KPIs) and metrics to monitor control effectiveness and compliance with established standards. Risk Mitigation Strategies: Develop and implement strategies to mitigate identified risks

from: linkedin.com - 5 days ago

PwC - Charlotte, United States

responsibly. Follow risk management and compliance procedures. Keep up-to-date with developments in area of specialism. Communicate confidently in a clear, concise and articulate manner - verbally Competitive

from: efinancialcareers.com - 5 days ago

Calculated Hire - Charlotte, NC, United States

settlements. - Ensure compliance with all legal, regulatory, and operational risk controls. - Responsible for daily DTC settlement and fail control processing across domestic settlement markets for all DTC

from: linkedin.com - 5 days ago