Chief Compliance Jobs in New York, NY

Lime Trading - New York, NY, United States

Chief Compliance Officer - Execution Lime Trading Corp is a registered execution-only, agency broker-dealer focusing on supporting low latency trading activity for institutional and retail clients

from: linkedin.com - 2 days ago

Rutherford - , NY, United States

compliance monitoring reports Trade surveillance, monitoring and testing Assist in regulatory reporting and filings, such as Form ADV, Form PF, and 13 Filings Support the Chief Compliance Officer

from: linkedin.com - 6 days ago

Morgan Stanley - New York, United States

(IS): IS works closely with the Investor Relations, Chief Financial Officers, Chief Operating Officers, Compliance teams and investors of our clients. Further, IS supports our clients with investor capital Competitive

from: efinancialcareers.com - 2 days ago

Cardea Group - New York, NY, United States

Exclusive and highly coveted opportunity to work directly under a General Counsel and Chief Compliance Officer who is regarded as one of the best in the hedge fund business. This new hire will sit

from: linkedin.com - 6 days ago

SK Capital Partners - , NY, United States

Counsel & Chief Compliance Officer. The Compliance and Legal Analyst will support SK Capital in a variety of matters, including regulatory compliance, internal corporate governance, fund formation

from: linkedin.com - 8 days ago

JPMorgan Chase Bank, N.A. - New York, NY

. You will need to establish a large network throughout all functions supporting the business: Risk, Legal, Compliance, Business Control, Technology, Chief Data Office, Finance, and others. As a CASS Business

from: JPMorgan Chase Bank, N.A. - 2 days ago

Hunterbrook Media - , NY, United States

, with a strong preference for applicants licensed to practice in New York. The Media Counsel reports directly to the General Counsel & Chief Compliance Officer. The Media Counsel will also work closely

from: linkedin.com - 8 days ago

Cardea Group - New York, NY, United States

Compliance Associate (New York, NY): Our client, a large asset manager with over $30 billion in assets, is currently seeking a driven Compliance Associate. Under the supervision of the Chief

from: linkedin.com - 18 days ago

Citi - New York, United States

Risk Management - Wealth reports to Citi's Chief Compliance Officer (CCO) Anti-Money Laundering (AML) / Bank Secrecy Act (BSA) and will be responsible for driving change and the primary face-off $250,000.00 - $500,000.00

from: efinancialcareers.com - 13 days ago

Cardea Group - New York, NY, United States

Compliance Officer (New York, NY): Our client, a $2B+ private equity fund is currently looking to fill a newly created position as their Compliance Officer. Supporting the Chief Compliance Officer

from: linkedin.com - 15 days ago