Regulatory Compliance Manager Jobs in Stamford, CT

Atlantic Group - Stamford, CT, United States

$12 Billion Stamford Alternative Asset Manager Seeks a Compliance Officer/Regulatory Counsel *Reporting to the CCO *Oversee Investment Company/Mutual Fund Compliance *Manage the Regulatory Compliance

from: linkedin.com - 16 days ago

Trexquant Investment - Stamford, Connecticut

looking for someone to join our team and become the manager of regulatory compliance for a systematic investment firm (for private funds) with solid foundations, mentoring and guidance from veteran senior

from: resume-library.com (+1 source) - 13 days ago

Bank of America Merrill Lynch - Stamford, Connecticut, USA

Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE) Minimum Education Requirement: Bachelor's Degree

from: Ivyexec.com - 16 days ago

QUANTEAM - North America (RAINBOW PARTNERS Group) - New York, NY, United States

Assessment Manager. The successful candidate will play a crucial role in ensuring compliance with industry regulations and managing risk within the financial services sector. Responsibilities: - Conduct

from: linkedin.com - 7 days ago

Valley Bank - Garden City, NY, United States

initiatives, activities and programs. Report all significant matters, issues and unusual customer activity to Manager maintaining personal knowledge of compliance and regulatory requirements. Maintains

from: linkedin.com - 5 days ago

Revolut - New York, United States

that better people and machines are the most effective way of managing compliance risk We're looking for a Regulatory Compliance Manager who can see what's needed to keep our US product suite in compliance Competitive

from: efinancialcareers.com - 7 days ago

RightPro Staffing - , NY, United States

compliance with relevant regulatory agencies. Demonstrates commitment to excellence by representing the department on various hospital committees as necessary and assigned. Requirements: 5+ years of experience

from: linkedin.com - 2 days ago

Cloudbreak Compliance Group, LLC - White Plains, NY, United States

About Cloudbreak Compliance Group, LLC Cloudbreak Compliance Group is a leading compliance consulting firm that works primarily with private funds managers. Cloudbreak seeks to provide clients

from: linkedin.com - 16 days ago

Yale New Haven Health - Greenwich, Connecticut

for regulatory inspections and QA 46. Independently assess the Blood Draw Station for regulatory compliance and submits Sentact audits weekly 47. Ensures that the Blood Draw Station is compliant and ready

from: resume-library.com - 14 days ago

Insight Global - New York, NY, United States

: Can you tell me about a time where you went above and beyond your scope of work to solve an issue? Nice to Have Skills & Experience Plusses: · Prior experience in compliance, product controllers, legal

from: linkedin.com - 5 days ago