Regulatory Compliance Jobs in New York, NY

The Jacobson Group - New York, NY, United States

. Requirements: 5+ years of recent experience in state filings and/or regulatory compliance at an admitted property & casualty insurance carrier SERFF experience Candidates must be proficient in Microsoft office

from: linkedin.com - 6 days ago

The Jacobson Group - New York, NY, United States

regulatory issues for compliance. This opportunity is direct hire. Requirements: 5+ years of insurance experience and have had prior leadership experience 5+ years of experience with a mix of personal

from: linkedin.com - 6 days ago

Capital One - New York, United States

of businesses and teams to deliver KYC requirements and monitor compliance with regulatory standards. The KYC Compliance Manager will implement initiatives that continuously improve KYC soundness across

from: us.lifeworq.com - 4 days ago

Lime Trading - New York, NY, United States

and swiftly escalate overdue requirements. Work closely with the Compliance team to identify registered employees who are required to satisfy Firm Element training requirements. Regulatory Reporting/Filings

from: linkedin.com - 4 days ago

AmICompliant - New York, NY, United States

and Development: Stay updated on industry trends, regulatory changes, and best practices related to compliance and credentialing in the healthcare sector. Actively seek feedback and incorporate learnings to enhance

from: linkedin.com - 5 days ago

QUANTEAM - North America (RAINBOW PARTNERS Group) - New York, NY, United States

comprehensive risk assessments in alignment with regulatory requirements and industry best practices. - Analyze and evaluate the effectiveness of existing compliance controls and identify potential areas

from: linkedin.com - 5 days ago

Genpact - , NY, United States

required to ensure regulatory compliance. Regulatory obligations covered include Trade and Transaction reporting (Dodd-Frank, EMIR, Mifid2, HKMA, CSA, CAT ) Team is looking for a senior BA for two key

from: linkedin.com - 7 days ago

Crédit Agricole CIB - New York, NY, United States

Summary of the position The Lead Auditor conducts audit assignments primarily in 2nd line corporate regulatory compliance from planning to issuance of the final report. This includes an assessment

from: linkedin.com - 17 days ago

Crédit Agricole CIB - New York, NY, United States

Summary The Global Markets Regulatory Compliance (“GMRC”) Advisory – Vice President is responsible for providing advice on Swap Dealer and Broker Dealer regulations (including the global impact

from: linkedin.com - 18 days ago

J.Sheppard Associates - New York, NY, United States

. The ideal candidate will have some familiarity with counseling top tier investment management firms on investment adviser regulatory matters. Solid compliance experience with compliance policies

from: linkedin.com - Yesterday