65 Surveillance Officer Jobs
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Trade Surveillance Compliance Officer Partnership Employment - New York, NY, United States Position Overview: As a Senior Trade Surveillance Compliance Officer, you will play a crucial role in ensuring that our firm adheres to regulatory requirements and internal policies related to trade 12 days ago
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Trade Compliance Officers Apex Systems - Charlotte, NC, United States procedures align with regulatory requirements and industry best practices. Conduct research to stay updated on market regulations and compliance standards. Assist in building out the surveillance officer model 2 days ago
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Surveillance Officer (Bell Gardens, CA.) Fortiss LLC / Parkwest Casinos - Bell Gardens, California (Photo printer, VCR, rewinder, AD keyboard and audio console) Completes reports of observations and incidents in the timely fashion. Documents incidents, observations and activities on the Daily Shift 3 days ago
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Compliance Officer Apex Systems - Charlotte, NC, United States of building out the surveillance officer model and owning the supervisory procedures. They need people that come from a regulatory compliance background in the markets/trading industry because they are dealing 9 days ago
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Compliance Officer Apex Systems - New York, NY, United States updated on market regulations and compliance standards. Assist in building out the surveillance officer model and implementing effective monitoring strategies. Review transaction records and conduct audits 10 days ago
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Surveillance Officer Bally’s Black Hawk - Black Hawk, CO Monitor premises of all areas to detect crimes or disturbances, using closed circuit television monitors, and notify authorities if... 4 days ago
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Compliance Officer Apex Systems - Charlotte, NC, United States to stay updated on market regulations and compliance standards. Assist in building out the surveillance officer model and implementing effective monitoring strategies. Review transaction records and conduct 10 days ago
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Compliance Officer Hilltop Securities Inc. - Dallas, TX, United States , and the Compliance Department. The Compliance Officer responsibilities may include providing compliance surveillance, conducting on-site compliance inspections of branch locations and home office business units 13 days ago
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Surveillance Officer Osage Casino Ponca City - Ponca City, OK Performs all duties in accordance with company core values, objectives of the Osage Casinos, internal policies and procedures, as well... 12 days ago
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Director Quality Assurance and Regulatory Affairs Gateway Recruiting - Gateway to Global Careers - Contingent, Retained, Contract Recruiting Services - Cincinnati, OH, United States -related activities, including Privacy Officer training for associates on updated and enhanced quality system procedures and instructions Overseeing Vigilance and Post-Market Surveillance activities Leads 21 days ago
Top locations
- New York, NY (6)
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- Redding, CA (4)
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