9 Legal Adviser Jobs in Stamford, CT
-
Vice President, ETF Advisor Compliance BNY Mellon - New York, NY, United States develop and implement procedures to meet existing and upcoming requirements. Maintains strong working relationships with peer compliance teams, senior management, Legal and Risk Conducts fund and adviser 12 days ago
-
Legal & Compliance Associate Reputable Staffing, Inc. - New York, NY, United States trade review compliance program Support overall functions of the Legal & Compliance Depart for the firm's investment adviser & broker-dealer. Qualifications: 2-3 years of experience working 28 days ago
-
Legal, Asset Management Attorney, Vice President - New York/Dallas Goldman Sachs - New York, United States of, and formulation of strategic responses to, shifting legal and regulatory frameworks. Preferred Experience and Qualifications: 4+ years related legal experience in a well-regarded law firm or an in-house role Competitive 8 days ago
-
In House Counsel Jobs California | JDHuntr 39020 Senior Counsel, Norwalk, CT In House Jobs | JDHuntr - Norwalk, CT In House Counsel Jobs California | JDHuntr 39020 Senior Counsel, Norwalk, CT To apply go to JDHuntr.com Acting as lead legal adviser to internal stakeholders with respect to data vendor agreements More than 30 days ago
- Forum: Start a Discussion Join
-
General Counsel Jobs JDHuntr 56696 Counsel, Corporate Secretary, New York, NY In House Jobs | JDHuntr - New York, NY officers on the interplay with local legal and regulatory requirements for regulated or non-related subsidiaries. *Act as legal adviser to the subsidiaries' directors and audit committee members. *Provide More than 30 days ago
-
Compliance Specialist Marsh McLennan - New York, NY, US program. Support internal andexternal audits. Stay abreast of regulatory and legal developments and best practices governing investment advisers, investment companies and trust companies. What you need 30 days ago
-
General Counsel Jobs JDHuntr 60575 Associate Counsel, Corporate $150K - $175K, New York, NY In House Jobs | JDHuntr - New York, NY , business development, investor relations and operations) and outside counsel and other advisers on significant legal matters. $150,000 - $175,000 "A company or JDHuntr may amend or withdraw jobs and reserves More than 30 days ago
-
In House Counsel Jobs New York | JDHuntr 63445 Legal Counsel, Funds $200K - $220K (Hybrid), New York, NY In House Jobs | JDHuntr - New York, NY adopted by the SEC. *Advising on the development of new funds and other investment products and initiatives. *Handling legal and regulatory matters relating to the firm's registration and activities More than 30 days ago
-
In House Counsel Jobs New York | JDHuntr 40093 Associate General Counsel, New York, NY In House Jobs | JDHuntr - New York City, NY the legal and compliance department of our growing investment management firm. assisting with, and assuming responsibility for, various matters ranging from investment adviser compliance, reviewing More than 30 days ago
Top locations