Latest Compliance Monitoring Officer jobs in Stamford, CT

11 Compliance Monitoring Officer Jobs in Stamford, CT

Swap Compliance Lead Larson Maddox - New York, NY, United States Our client is looking for an experienced Compliance Officer to join their Swap Execution Compliance team. In this role, you will support the Swap Execution Chief Compliance Officer (CCO 18 days ago
Senior Compliance Officer Cardea Group - New York, NY, United States Deputy Chief Compliance Officer (New York, NY): Our client, a hybrid fund with over $7 billion in AUM and several international offices, is looking to hire a Deputy Chief Compliance Officer to join 18 days ago
Senior Fraud Operations Analyst ConnectOne Bank - Englewood Cliffs , New Jersey 07632 , United States with all consumer protection laws. The position also assists the security officer with fraud monitoring alert systems. In this role you will : Support the Bank's People First focus and rules of engagement—maintaining 8 days ago
Corporate Banking Quality Control Unit VP Bank of China USA - , NY, United States a large, multifaceted portfolio of commercial loans. · Ensure timely completion of post lending management tasks such as periodic reviews, covenant compliance monitoring, obtaining borrowers’ financial 21 days ago
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Banking Department - BSA Officer Associate/AVP Bank of China USA - , NY, United States support duties. He or she will also perform BSA/AML related control and assists with BSA/AML related projects and tasks. Job Responsibilities: Include but not limited to: BSA/AML/Consumer Compliance 21 days ago
Compliance Officer S&P Global - New York, United States About the Role: Grade Level (for internal use): 12 The Role: Compliance Officer The Compliance Officer role is based in Englewood or New York and the successful candidate will be responsible Competitive 17 days ago
Compliance Officer- Control Room Larson Maddox - New York, United States A Trillion-dollar Financial Services firm is looking to add a Compliance Officer- Control Room to their team! In this role, you will carry out the Second Line of Defense monitoring and trade USD100000 - USD140000 per annum 21 days ago
In House Counsel Jobs | JDHuntr 46379 Chief Compliance & Regulatory Officer, New York, NY In House Jobs | JDHuntr - New York City, NY In House Counsel Jobs | JDHuntr 46379 Chief Compliance & Regulatory Officer, New York, NY To apply go to JDHuntr.com Develop, implement, and maintain broker -dealer and alternative trading systems More than 30 days ago
In House Counsel Jobs California | JDHuntr 49580 VP, Compliance Officer AML, New York, NY In House Jobs | JDHuntr - New York City, NY In House Counsel Jobs California | JDHuntr 49580 VP, Compliance Officer AML, New York, NY To apply go to JDHuntr.com Provide assistance in preparing for impending regulatory changes or revisions More than 30 days ago
Compliance Testing Officer - Financial Crimes Flagstar Bank - Hicksville, NY The Financial Crimes Compliance Testing Officer is responsible for performing monitoring and testing to ensure that business units are complying with applicable laws, rules, regulations and firm 20 days ago

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