Latest Banking Compliance jobs in Stamford, CT - JobisJob United States Mobile

104 Banking Compliance Jobs in Stamford, CT

Senior Manager, Enterprise Services Business Risk (ES Risk) Capital One - Salisbury, United States At least 5 years of experience in Banking or in the financial services industry At least 5 years of experience in risk, or compliance, or audit At least 3 years of experience working with internal business 7 days ago
Compliance Officer - Residential Mortgage/Licensing/Exam Management FirstKey Mortgage, LLC - New York, NY, United States , reduce time, and help monitor process. Qualifications Experience with and knowledge of compliance and regulatory requirements applicable to consumer lending, mortgage banking, consumer products, servicing 10 days ago
Director- Equity Capital Markets Compliance Advisor BNP Paribas - New York, NY, United States Global Equities Americas activities. The U.S. Corporate & Institutional Banking Compliance unit within BNP Paribas assists in maintaining compliance with applicable U.S. laws and regulations and firm/group 11 days ago
Compliance, Global Banking & Markets-Public Compliance, Vice President, NY Goldman Sachs - New York, United States landscape. GLOBAL BANKING & MARKETS & ROLE OVERVIEW The role of a Global Banking & Markets - Public Compliance Officer is to assist the firm in preventing, detecting and mitigating compliance, regulatory Competitive 6 days ago
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VP, Energy & Real Assets Tax & Finance Advisory, Americas Crédit Agricole CIB - New York, NY, United States and transaction execution Ensure compliance of all internal and external matters in accordance with banking regulations, policies and FINRA regulations Perform other duties as required or assigned Qualifications 13 days ago
Marketing Compliance Analyst ApTask - , NY, United States Salary: $80,000/annually Basic Qualifications knowledge of financial services industry as well as relevant investment banking marketing compliance or regulatory experience Degree or equivalent 15 days ago
Banking & Capital Markets Tax Senior Manager PwC - New York, United States knowledge of public accounting practices, internal domestic banking tax departments or internal foreign banking departments. Comprehensive technical skills in FAS 109, FIN 48, tax provision preparation audit Competitive 7 days ago
Audit Associate, Capital Markets and Operations Crédit Agricole CIB - New York, NY, United States , the Audit Associate may also report to a global supervisor in charge of the assignment Key Internal contacts Auditees (Trading Desks, Operations, Structured Finance, Corporate and Investment Banking 7 days ago
Regulatory Reporting Data Analyst Genpact - , NY, United States , Regulatory report generation, Report Certification, Regulatory Data Quality control. with Basel III, CCAR, CECL, FR 2052A, FDIC, Y9C, LCR and other similar Banking regulations of consumer Banking Business 6 days ago
Financial Intelligence Analyst New York County District Attorney's Office - New York, NY experience related to financial crimes investigation and prosecution, international banking, finance, or AML/sanctions compliance, or the regulatory supervision and enforcement of each. * Strong organizational 3 days ago

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