120 Compliance+officer Jobs in Springfield, NJ - page 2
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Chief Compliance Officer Fast Lab Tech : Fast, Simple COVID Testing & More In NYC - , NY, United States , and patient care. We are seeking an experienced and highly motivated Chief Compliance Officer to join our team and ensure our operations adhere to all regulatory requirements and best practices. Job Summary 17 days ago
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Senior Compliance Officer Cardea Group - New York, NY, United States Deputy Chief Compliance Officer (New York, NY): Our client, a hybrid fund with over $7 billion in AUM and several international offices, is looking to hire a Deputy Chief Compliance Officer to join 22 days ago
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SVP, Compliance Officer PIMCO - New York, United States We believe each of us is here to help others succeed and this has led to PIMCO being recognized as an innovator, industry thought leader... Competitive 11 days ago
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Corporate Counsel/Compliance Officer LHH - , NY, United States Lots of autonomy AND room for growth in this exciting work environment! If you would like to hear more, please submit your resume in... 22 days ago
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Chief Compliance Officer, Registered Investment Advisor - Senior Compliance Advisor Société Générale - , NY, United States Identify and prioritize compliance and regulatory risk associated with the RIAs, as well as identify challenges for the organization... 17 days ago
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AML Compliance Officer ACS - New York , New York , US . Identify exposure areas and implement corrective actions. Annually review the AML compliance officer's activity report and obtain interim reports for higher-risk activities. Annually assess the effectiveness 7 days ago
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VP AML / OFAC Compliance Officer / Advisory (Financial Security) Crédit Agricole CIB - New York, NY, United States Assist with the analysis of updates in regulations and/or policies to ensure that the Bank is compliant with US regulations, as well... 17 days ago
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Trust Compliance and Risk Officer Green Key Resources - New York, NY, United States Trust Compliance & Risk Officer to be responsible for the Compliance and Risk Management Program for the Bank’s Investment Management Division/Trust Department and compliance with applicable federal 17 days ago
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Compliance Testing Officer - Markets (Equities and Spread) Citi - Jersey City, United States Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks and controls implemented by the first and second line $129,840.00 - $194,760.00 12 days ago
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Chief Compliance Officer (CCO) Talently Recruiting - New York, NY, United States Job Title : Chief Compliance Officer Location : Bronx, NY Skills : Compliance, Leadership, Multi-Entity Outpatient Healthcare About Company / Opportunity : We are a rapidly growing healthcare company 29 days ago
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