Latest Compliance Advisory jobs in Santa Monica, CA

18 Compliance Advisory Jobs in Santa Monica, CA

Wealth Management Solutions Consultant Cetera Financial Group - El Segundo, CA, United States including Advisory Sales, Growth Officers, Financial Planning, Advanced Planning Due Diligence, Compliance, Supervision, and Operations. Product Solutions Consultant will provide education to advisors through 10 days ago
Tax Director RoseRyan - Los Angeles, CA, United States RoseRyan, a leading accounting and advisory firm, is seeking a Director of Tax to oversee all aspects of the tax function, including tax compliance, planning, strategy, and reporting. You will play 5 days ago
Sr. Compliance Analyst - Broker Dealer Investment Advisory City National Bank - Los Angeles, California Overview: SR. COMPLIANCE ANALYST - BROKER DEALER INVESTMENT ADVISORY WHAT IS THE OPPORTUNITY?Colleague is responsible for assisting CNS Branch Manager with daily supervision of Broker Dealer 9 days ago
Defined Contribution Consultant Marsh & McLennan Companies - Los Angeles, CA including plan design consulting, investment advisory services, and delegated OCIO services Conduct plan document/SPD, operational and compliance reviews as needed; demonstrate strategic plan design knowledge USD 80,800.00 - 161,500.00 per year 18 days ago
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Senior Associate - Private Equity and Hedge Fund Accounting (Hybrid) IQ-EQ - Los Angeles, California ; private equity fund administration; advisory firm set-up, regulatory registration and infrastructure design; ongoing regulatory compliance (SEC, CFTC, and 40 Act); financial controls and operational support 7 days ago
Senior Compliance Officer Allspring Global Investments - Charlotte, NC / Los Angeles, CA / San Francisco, CA / 2 more... business. The successful candidate will have extensive experience administering compliance programs for registered investment advisers that provide retail and institutional investment advisory services (e.g 10 days ago
Accounting Associate - Relocation to Scottsdale, Arizona Keller Executive Search - Los Angeles, CA clients in financial analysis and planning, including budgeting and forecasting. Prepare financial statements and ensure compliance with accounting standards and regulations. Provide tax planning 15 days ago
Associate Principal, Senior Urban Planner AECOM - Los Angeles, California on providing strategic planning and advisory services to federal agencies across various sectors. We specialize in navigating complex regulatory frameworks, ensuring compliance, efficiency, and stakeholder 17 days ago
Tax Senior Manager – Private Company RSM US LLP - Los Angeles, California team and other professionals will support you and your development through: Exposure to strategic tax planning, business advisory and compliance work A customized well-defined career path to match 23 days ago
Chinese Business Services - Private Tax Senior Associate PwC - Los Angeles, CA, US the opportunity to help private companies with a range of business advisory needs such as audit, tax compliance, and planning to help improve their operational efficiency and to free up time that can be spent More than 30 days ago

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