5 Trade Compliance Analyst Jobs in Santa Ana, CA
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Structured Credit Services Specialist - Vice President Deutsche Bank - Santa Ana, United States valuation reporting. Portfolio Accounting Analysts support the Specialists by managing the cash transactions, trade settlements and preparation of nightly reporting. What We Offer You A diverse and inclusive salary range for this position in California 18 days ago
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Director of Compliance Leonid Group Ltd - Irvine, CA, United States Counsel to the Compliance Analyst and Trade Compliance Specialist. 4 days ago
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Export Compliance Specialist Leonid Group Ltd - Irvine, CA, United States people, from the Global Chief Compliance Officer and General Counsel to the Compliance Analyst and Trade Compliance Specialist. 4 days ago
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Analyst, Trade Compliance (Newport Beach) PIMCO - Newport Beach, United States and equity trades, on a pre and post trade basis, to ensure compliance with applicable restrictions. The Analyst will have broad exposure to the entire Investment Guideline Compliance process. Individuals Competitive 5 days ago
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Code of Ethics Compliance Consultant INSPYR Solutions - Newport Beach, California employee personal trades for potential conflicts with firm trades. Complete daily personal trading conflicts of interest reviews and issue compliance violations, as necessary Facilitate regulatory filings 17 days ago
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