Latest Securities Compliance jobs in San Clemente, CA

20 Securities Compliance Jobs in San Clemente, CA

SAP EWM Consultant Remote tekHouse - Irvine, CA, United States . tekHouse helps clients design and manage advanced solutions in IT governance, data management, security, applications, and compliance. We pride ourselves on providing holistic, cutting-edge technology 21 days ago
Code of Ethics Compliance Analyst Ultimate Staffing - Newport Beach, CA, United States regulatory filings for Sponsored Closed-End Fund insiders as required by Section 16 of the 1934 Securities Act Engaging with employees across all levels on compliance reviews and matters identified Managing 22 days ago
Deputy Chief, Functional Excellence Think Together - Santa Ana, California targeted performance standard levels. The role will lead all Technology Cyber Security and Compliance, Strategy and Governance, Enterprise Architecture and will work in close partnership across functional 3 days ago
Financial Services Professional New York Life Insurance Company - Irvine, CA, United States by Financial Advisors of Eagle Strategies LLC, a Registered Investment Adviser and a New York Life company. Qualification requirements include but are not limited to applicable FINRA general securities, agent 24 days ago
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Code of Ethics Compliance Consultant INSPYR Solutions - Newport Beach, California for Sponsored Closed-End Fund insiders as required by Section 16 of the 1934 Securities Act Engage with employees ranging from junior analysts to Managing Directors on any compliance reviews/matters identified 4 days ago
Audit Sr Accountant UHY LLP - Irvine, California annually Legal / Compliance Must complete acknowledgement of Independence Guidelines and Ethical Standards document Governmental engagements require ability to obtain a security clearance from the United 8 days ago
Securities Pricing Associate PIMCO - Newport Beach, United States and efficiency. Collaboration: Work closely with portfolio managers, pricing vendors, clients, custodian banks, and other stakeholders to gather insights and inputs for securities valuation. Compliance Competitive 15 days ago
Vice President, IT Security Easterseals Southern California - Irvine, California to and recover from security incidents, breaches, and vulnerabilities. Collaborates with Compliance on all matters surrounding IT Security. Ensures compliance with relevant regulatory requirements, industry 15 days ago
Mission Assurance Analyst - Active Clearance Anduril Industries - Costa Mesa, CA complex tech solutions in a highly regulated field requires individuals with a deep understanding of cybersecurity and the ability to prove compliance with technical security controls. As such, thorough Unspecified 19 days ago
Mission Assurance Lead - Active Clearance Anduril Industries - Costa Mesa, CA III certification / Bachelor’s Degree in Information Systems, Cybersecurity, or related field (DoD 8140 compliance) Must possess and be able to maintain a U.S. TS Security clearance with SCI eligibility Unspecified 19 days ago

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