10 Trading Jobs in Newport Beach, CA
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Code of Ethics Compliance Analyst Ultimate Staffing - Newport Beach, CA, United States We are looking for a contract Compliance Consultant to play a crucial role in supporting the Code of Ethics compliance program, focusing on employee personal trading and outside business activity 21 days ago
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Code of Ethics Compliance Consultant INSPYR Solutions - Newport Beach, California of opportunistic and alternative strategies in the private fund space. The individual will support the Code of Ethics compliance program, including oversight of employee personal trading and outside business 3 days ago
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Senior Associate, Investment Operations Oversight PIMCO - Newport Beach, United States Operations Oversight team. In this role, you will be responsible for providing operational support for the implementation of our emerging market strategy. This includes the rollout of new trading instruments Competitive 16 days ago
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In House Counsel Jobs New York | JDHuntr 49255 Compliance Officer, Newport Beach, CA In House Jobs | JDHuntr - Newport Beach, CA In House Counsel Jobs New York | JDHuntr 49255 Compliance Officer, Newport Beach, CA To apply go to JDHuntr.com Managing trading restrictions and related activities; Identifying, escalating More than 30 days ago
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Investment Operations Analyst (Mutual Funds and ETF's) Ledgent Technology - Newport Beach, CA with operational matters on this product. * Best Execution/Transaction Cost Analysis (TCA)- assist with the process of quarterly reporting for the trading costs and soft dollar usage of our mutual funds. Work $50 - $53.57 per hour 27 days ago
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Trading & Marketing Specialist POSCO International America Corp. - Anaheim, CA Requirement: Bachelor’s degree. 29 days ago
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Field Marketing Coordinator Collectors - Santa Ana, California span collectible coins, trading cards, Funko Pops!, video games, event tickets, autographs, and memorabilia. Our subsidiaries include PSA, PCGS, WATA, Card Ladder, Goldin, and the Long Beach Expo 6 days ago
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Client Financial Rep Charles Schwab - Orange City, United States about investment strategies, trading tools, market mechanics, and retirement choices. You’ll engage with, and be an advocate for, clients when answering inbound calls, taking ownership, and tackling Competitive 11 days ago
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Financial Services Representative Charles Schwab - Orange City, United States about investment strategies, trading tools, market mechanics, and retirement choices. You’ll engage with, and be an advocate for, clients when answering inbound calls, taking ownership, and tackling Competitive 11 days ago
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Corporate Trust Sales Support Adecco USA - Santa Ana, CA client support interactions Ensuring adherence to applicable internal policies and external legal/regulatory frameworks Partnering with sales coverage team, origination, trading, client services $28.16/Hour 4 days ago
Top locations
- Los Angeles, CA (30)
- Irvine, CA (12)
- Rosemead, CA (6)
- Orange, CA (6)
- San Marcos, CA (6)
- Torrance, CA (5)
- El Segundo, CA (4)
- Long Beach, CA (4)
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