17 Trade Compliance Jobs in Newport Beach, CA
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Code of Ethics Compliance Analyst Ultimate Staffing - Newport Beach, CA, United States : Reviewing employee personal trades for potential conflicts with firm trades Conducting daily personal trading conflicts of interest reviews and issuing compliance violations as necessary Facilitating 11 days ago
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Senior Associate, Trade Surveillance (Newport Beach) PIMCO - Newport Beach, United States the trade surveillance and monitoring program, which is focused on monitoring firm trading, related ecommunications, and certain areas related to the alternatives compliance program globally for adherence Competitive 9 days ago
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Code of Ethics Compliance Consultant INSPYR Solutions - Newport Beach, California employee personal trades for potential conflicts with firm trades. Complete daily personal trading conflicts of interest reviews and issue compliance violations, as necessary Facilitate regulatory filings 18 days ago
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Director of Trade Compliance Leonid Group Ltd - Irvine, CA, United States oversees regulatory compliance, including export and import controls, customs regulations, trade compliance, and risk management. Leading a team of specialists, this role involves developing, implementing 5 days ago
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Sr. Global Trade Compliance Analyst (Fully Remote..EST Hours) TalentBurst, an Inc 5000 company - Irvine, CA, United States Sr. Global Trade Compliance Analyst Full Remote Opportunity, candidates can be nationwide Please ensure candidates can work EST Hours if Sourced outside of East Coast Please make every attempt 21 days ago
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Director of Global Trade Compliance MaxLinear, Inc. - Irvine, California Responsibilities: MaxLinear is seeking a Director of Global Trade Compliance to join our growing team. In this role, you will focus on the following: Support the MaxLinear Legal and Compliance 3 days ago
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Senior Export Compliance Specialist Leonid Group Ltd - Irvine, CA, United States . The Leonid Group Corporate Governance is a talent acquisition consultancy that specialises in the placement of Legal, Compliance, Trade Compliance & Ethics professionals on an international scale across 5 days ago
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IT Compliance Analyst ASSA ABLOY Group - Lake forest, CA, United States years of experience in a related field. · Experience with ERP platforms (SAP, QAD, JDE, etc.) platforms and compliance matters is required. · Experience with data privacy best practices is required 14 days ago
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Associate Counsel VIZIO, Inc. - Irvine, California , and foreign national employees. • Support operation of the company’s export controls and trade sanctions compliance program, including performing export controls screenings in compliance with internal policy 8 days ago
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Lock Desk Analyst JMAC Lending - Costa Mesa, California to, locking of loans, extending or re-locking loans as requested by brokers, pricing program scenarios, resolving compliance issues on QM & broker compensation, entering and updating trades in Encompass LOS 23 days ago
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