168 Securities Compliance Jobs in New York
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VP of IT- MUST COME FROM HEALTHCARE and DATA MANAGEMENT- LOCAL ONLY Stone Search, LLC - New York, NY, United States the management of company’s facilities and leasing partners. Enables the preparation, maintenance, and implementation of application, data, data security, infrastructure and integration policies and procedures 2 days ago
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Compliance Coordinator The Lawt - New York, NY, United States and will appreciate the dynamic experience and competitive benefits offered. THE POSITION Manage and monitor employee personal securities trading, political contribution requests, gifts and entertainment requests 2 days ago
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Principal Associate, Cyber Remediation Manager Capital One - Ronkonkoma, United States with internal development teams to help influence and drive security compliance Collaborate with a team of Information Security professionals to provide subject matter expertise to business project teams About Yesterday
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Assistant Director (Forensic Testing) Consult With NN Limited - , NY, United States for the following: Experience: -8-10 years of experience in financial industry with strong expertise in internal audit/compliance such as those focusing on risk assessments -Understanding of financial markets 5 days ago
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GRC - Senior IT Compliance, Risk and Governance Manager - to 185k Phaxis - New York, NY, United States . Lead the implementation and maintenance of IT governance frameworks, risk, policies, and procedures. Design and enforce IT controls to mitigate risks and ensure data security and regulatory compliance 13 days ago
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Manager, Enterprise Services Issues & Events (ES Risk) Capital One - Poughkeepsie, United States , Risk, and Compliance software tools Cybersecurity and technology risk or project management certifications such as Certified Information Systems Security Professional (CISSP), Certified Information Yesterday
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Principal Associate, Cyber Risk & Analysis Capital One - New York City, United States management At least 2 years of experience with cybersecurity or technology risk assessments or cybersecurity, technology or compliance controls assessments At least 1 professional security management Yesterday
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Platform Engineer W3R Consulting - Rochester, NY, United States applications efficiently. Ensure compliance with security best practices and industry standards. Provide technical guidance and support to team members and stakeholders. Stay current with emerging technologies 2 days ago
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Principal Associate, Business Risk Capital One - Albany, United States experience. As a Cyber Risk Principal Associate within the Governance and Risk division, you see security as an innovation enabler and differentiator, not a step in the compliance process. You thrive working Yesterday
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Cybersecurity Risk Analyst Imagine Staffing Technology, An Imagine Company - Buffalo, NY, United States to protecting their organization from digital risks. In this role, you'll have the opportunity to assess and mitigate cybersecurity vulnerabilities, develop strategies to enhance our security posture, and ensure 18 days ago
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