15 Compliance Monitoring Officer Jobs in New York
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Swap Compliance Lead Larson Maddox - New York, NY, United States Our client is looking for an experienced Compliance Officer to join their Swap Execution Compliance team. In this role, you will support the Swap Execution Chief Compliance Officer (CCO 8 days ago
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Senior Compliance Officer Cardea Group - New York, NY, United States Deputy Chief Compliance Officer (New York, NY): Our client, a hybrid fund with over $7 billion in AUM and several international offices, is looking to hire a Deputy Chief Compliance Officer to join 8 days ago
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Banking - BSA Officer Associate/Assistant Vice President Bank of China - New York County, New York to: BSA/AML/Consumer compliance Monitoring Perform daily review, monitoring and analysis of various reports, logs, and account transaction data to identify trends, unusual activities and monitor large 5 days ago
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Corporate Banking Quality Control Unit VP Bank of China USA - , NY, United States a large, multifaceted portfolio of commercial loans. · Ensure timely completion of post lending management tasks such as periodic reviews, covenant compliance monitoring, obtaining borrowers’ financial 11 days ago
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Banking Department - BSA Officer Associate/AVP Bank of China USA - , NY, United States support duties. He or she will also perform BSA/AML related control and assists with BSA/AML related projects and tasks. Job Responsibilities: Include but not limited to: BSA/AML/Consumer Compliance 11 days ago
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Compliance Officer S&P Global - New York, United States About the Role: Grade Level (for internal use): 12 The Role: Compliance Officer The Compliance Officer role is based in Englewood or New York and the successful candidate will be responsible Competitive 7 days ago
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Compliance Officer- Control Room Larson Maddox - New York, United States A Trillion-dollar Financial Services firm is looking to add a Compliance Officer- Control Room to their team! In this role, you will carry out the Second Line of Defense monitoring and trade USD100000 - USD140000 per annum 11 days ago
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Compliance Auditor Metropolitan Jewish Health System - New York County, New York Student Loan Forgiveness Program (PSLF) Responsibilities: Under the direction of the Compliance Officer and Compliance Department management, the Compliance Auditor is responsible for working independently 27 days ago
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In House Counsel Jobs | JDHuntr 46379 Chief Compliance & Regulatory Officer, New York, NY In House Jobs | JDHuntr - New York City, NY In House Counsel Jobs | JDHuntr 46379 Chief Compliance & Regulatory Officer, New York, NY To apply go to JDHuntr.com Develop, implement, and maintain broker -dealer and alternative trading systems More than 30 days ago
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In House Counsel Jobs California | JDHuntr 49580 VP, Compliance Officer AML, New York, NY In House Jobs | JDHuntr - New York City, NY In House Counsel Jobs California | JDHuntr 49580 VP, Compliance Officer AML, New York, NY To apply go to JDHuntr.com Provide assistance in preparing for impending regulatory changes or revisions More than 30 days ago
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