12 Broker Dealer Operations Jobs in New York
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Vice President Finance Think Consulting - New York, NY, United States , and Annual Audit Support. Requirements: Bachelor's degree in Accounting or Finance and Series 27 certification are required. Minimum of 10 years of relevant experience in broker-dealer operations or Finance 5 days ago
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EVP - Finance & Operations Broadgate - , NY, United States Broadgate are currently supporting a broker-dealer based out of New York who are looking to hire an EVP Finance & Operations. Accountabilities Partner with CEO and senior management to work on day 19 days ago
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Executive Vice President, Finance Hold Brothers - New York, NY Hold Brothers Capital, LLC, a leading self-clearing proprietary broker-dealer, is seeking an EVP of Finance & Operations to oversee the self-clearing brokerage operations, related affiliates 200,000 - 240,000 More than 30 days ago
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Lead Advisor - J. Pink Associates, Inc. Kestra Financial - Wappingers Falls, NY, United States potential Education And/or Experience The ideal candidate will have 3+ years of experience in the financial services industry allowing for a strong understanding of broker/dealer operations and financial 17 days ago
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Treasury Intraday Liquidity Management (Forecasting and Analytics) - Vice President JPMorgan Chase Bank, N.A. - New York, NY on continued evolution of the IDL Dashboard * Partner with the broker/dealer and other Treasury teams to drive transparency and anticipate liquidity needs * Contribute to the USD IDL Playbook covering 2 days ago
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Executive Vice President, Finance Think Systems Inc - New York County, New York candidate is intelligent, professional, polished, and articulate, with good interpersonal and analytical skills. 10+ years of relevant broker-dealer experience working in Operations and/or Finance as a FINOP 8 days ago
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Compliance Trade Surveillance Mizuho Bank - New York, NY auditors or regulatory bodies. Performs other duties and responsibilities as assigned. Qualifications: 3-5 years in the financial services industry at a broker/dealer or regulatory agency (i.e. FINRA, SEC 4 days ago
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Liquidity Risk Management – Associate / AVP Mizuho Americas Services LLC - New York, NY a suite of daily and monthly liquidity risk related reports for the US Operations, with a key focus on banking entities (FBO Branch and IDI subsidiary) as well as broker dealer and derivative swap dealer 5 days ago
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Alternatives Account Senior Associate PIMCO - New York, United States with major intermediaries such as wirehouses, private banks and independent broker-dealers. Contacts include research and diligence professionals, product management, business personnel, and operations staff Competitive 12 days ago
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Control Room / Research Compliance - Investment Bank Larson Maddox - New York, United States -dealer activities across US operations, reporting on the compliance risks and issues to local, regional, and head office management. The staff provide the business lines with guidance on relevant laws USD11000 - USD160000 per annum 19 days ago
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