Latest Trade Review jobs in New York, NY - JobisJob United States Mobile

32 Trade Review Jobs in New York, NY

Compliance Officer (Trading Firm) , NY, United States of Ethics Licensing & Registrations Cross-Border / International Compliance Marketing Review Trade/Portfolio Compliance Regulatory Inquiries/Affairs A strong academic pedigree from a top university 5 days ago
Senior Compliance Officer Global Investment Bank and Broker Dealer - , NY, United States Trade surveillance reviews Assist with the review of firm marketing materials. Understanding of FINRA & SEC marketing/advertising rules, public and private fund experience a plus. Compliance Testing 6 days ago
Compliance Trade Surveillance Mizuho Bank - New York, NY and Responsibilities: Review, research, and appropriately respond to alerts identified on the Firm’s suite of Trade surveillance platforms. Assess the current Trade surveillance program and identify opportunities 7 days ago
Commodities Trade Accountant Atlantic Group - New York, NY, United States regulations governing trade accounting and financial reporting. Support audits and reviews by providing documentation, explanations, and assistance as required. Required Qualifications: ~4-6 years of experience 7 days ago
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Trade Support Specialist Northbound Executive Search - New York, NY, United States of responsibilities and will lead various initiatives, including: Conduct reviews of historical trades to ensure adherence to credit compliance regulations and standards. Use data gathering techniques, including 8 days ago
Trade Closing Analyst - Associate Deutsche Bank - New York, United States agreements relating to transfer of bank debt from seller to buyer Draft and review trade confirm, Assignment & Acceptance Agreement, Participation Agreement, Transfer Certificates, Accession Deed, Multilateral salary range for this position in New York City or Jacksonville is $70,000 to $130,000 5 days ago
AML Compliance Senior Associate BBVA in the USA - , NY, United States to the transaction monitoring and surveillance program. ● Review of alerts generated by the transaction monitoring system as well as case investigation, EDD, FinCEN 314(a), and Trade Finance reviews. ● Document 10 days ago
Private Credit Fund Accountant Atlantic Group - New York, NY, United States , analyze, and review reporting requests Assist with preparation of quarterly and annual financial statements Work with dedicated fund administrator on NAV review and preparation, expense payment, and trade 10 days ago
Asset & Wealth Management, MAS, Vice President Goldman Sachs - New York, United States restructures, post trade checks, daily trade reviews) Data integrity & cash monitoring (market value and position discrepancies, monitoring the overdraft report, oversight of portfolios across multiple Competitive 7 days ago
Trade Supply Chain and Receivable Finance , Vice President Sumitomo Mitsui Banking Corporation – SMBC Group - New York, NY, United States and execute transactions and oversee the ongoing review of the portfolio, provide direction and guidance to junior staff, build relationships and collaborate with other members in the Global Trade Finance Teams 19 days ago

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